SourcingSourcing

OAK RIDGE INVESTMENTS, LLC

C38
CRD 107066·SEC 801-35529·CHICAGO, IL
AUM
$1.70B
$1B+
Est. Revenue
$17.0M
@ 1% on AUM
Est. EBITDA
$5.1M
@ 30% margin
Est. Deal Value
$40.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OAK RIDGE INVESTMENTS, LLC
CRD
107066
SEC file #
801-35529
EIN
352482994
DBA names
—

Economics

AUM
$1.70B
AUM band
$1B+
AUM trajectory
'20'26
$1.25B → $1.70B▲ +36%
Client mix
Individuals Other3,626
Individuals High Net Worth197
Corporations41
Other32
Pension Profit Sharing Plans18

Operations

Employees (total)
13
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
11 advisors → 11 advisors▬ 0%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
linkedin.com/company/oak-ridge-investments(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DAVID M. KLASKIN TRUST
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
DAVID M. KLASKIN TRUST
BRINCKERHOFF, JOHN, KANE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:oakridge.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
16
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001585701
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2013-10-31
Edgar Last Filing Date
2016-11-02
Edgar Form D Count
4
Edgar Form D Offerings
2016-11-022016-11-02 · 0001585701-16-000002
2015-11-022015-11-02 · 0001585701-15-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab9
E*trade4
Fidelity2
Lpl Financial2
Raymond James2
Edgar Addresses
Mailing
10 SOUTH LASALLE STREET, SUITE 1900CHICAGO, IL 60603
Business
10 SOUTH LASALLE STREET, SUITE 1900CHICAGO, IL 60603
Edgar EIN
352482994
Edgar Recent Filings
D/A2016-11-02 · 0001585701-16-000002
D/A2015-11-02 · 0001585701-15-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
MCVICKER, ROBERT, GREGG
IAR · Direct Owner · 17.5%
2026000
BRINCKERHOFF, JOHN, KANE
Direct Owner · 17.5%
5680627
KLASKIN, DAVID, MICHAEL
IAR · Executive Officer · 2.5%
1061575
SCAVETTI, JOSEPH, JULIAN
Executive Officer · 2.5%
2275422