STEELE CAPITAL MANAGEMENT, INC.

C26
CRD 107097·SEC 801-50636·DUBUQUE, IA
AUM
$3.55B
$1B+
Est. Revenue
$35.5M
@ 1% on AUM
Est. EBITDA
$10.6M
@ 30% margin
Est. Deal Value
$85.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STEELE CAPITAL MANAGEMENT, INC.
CRD
107097
SEC file #
801-50636
EIN
421460565
DBA names

Economics

AUM
$3.55B
AUM band
$1B+
AUM trajectory
'20'26
$1.81B → $3.55B▲ +96%
Client mix
Individuals Other939
Individuals High Net Worth582
Pension Profit Sharing Plans103
Corporations20

Operations

Employees (total)
15
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'20'26
9 advisors → 13 advisors▲ +44%
Primary office
DUBUQUE IA
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/18/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MICHAEL D STEELE TRUST
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
MICHAEL D STEELE TRUST
ASHLEY E STEELE 2024 TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
13
Form 5500 Total Compensation
483,658
Form 5500 Compensation Trajectory 3y
2025483,658
Form 5500 Plan Count Trajectory 3y
202513
Schedule C Total Compensation
483,658
Schedule C Service Provider Rows
13

SEC EDGAR

Edgar Cik
0001646695
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-05
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001646695-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Full
Charles Schwab10
E*trade4
Edgar Addresses
Mailing
1000 JACKSON STREETSUITE 201DUBUQUE, IA 52001
Business
1000 JACKSON STREETSUITE 201DUBUQUE, IA 52001
Edgar EIN
421460565
Edgar Recent Filings
13F-HR2026-04-29 · 0001646695-26-000002
13F-HR2026-01-27 · 0001646695-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No