SourcingSourcing

MOUNT VERNON ASSOCIATES INC

A72
CRD 107099·SEC 801-26821·BALTIMORE, MD
AUM
$232.5M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$698K
@ 30% margin
Est. Deal Value
$5.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MOUNT VERNON ASSOCIATES INC
CRD
107099
SEC file #
801-26821
EIN
521453813
DBA names
—

Economics

AUM
$232.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$144.6M → $232.5M▲ +61%
Client mix
Individuals High Net Worth39
Individuals Other23
Charitable Organizations8
Pension Profit Sharing Plans2

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
BALTIMORE MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
02/18/2026
ADV-W filed at
—
Website
mtvernonassoc.us

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SULLIVAN, MARK, CARLSON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SULLIVAN, MARK, CARLSON
O'HARA, NANCY, VAN DYKE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
53,003
Form 5500 Compensation Trajectory 3y
202553,003
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
53,003
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0000799003
Edgar Registered
Yes
Edgar Filing Count
110
Edgar First Filing Date
1999-05-11
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
110
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0000799003-26-000002
Edgar Former Names
MOUNT VERNON ASSOCIATES INC/MD/

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
575 SOUTH CHARLES STREETSUITE 401BALTIMORE, MD 21201
Business
575 SOUTH CHARLES STREETSUITE 401BALTIMORE, MD 21201
Edgar EIN
521453813
Edgar Recent Filings
13F-HR2026-04-28 · 0000799003-26-000002
13F-HR2026-01-22 · 0000799003-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1302578
Trust Company Affiliate
No

People (2)

2
SULLIVAN, MARK, CARLSON
IAR · Direct Owner · 62.5%
1302578
O'HARA, NANCY, VAN DYKE
Direct Owner · 37.5%
5253349