BLACKROCK FINANCIAL MANAGEMENT, INC

CRD

107105

SEC file #

801-48433

EIN

000000000

DBA names

—

Economics

AUM

$1595.10B

AUM band

$1B+

AUM trajectory

'20 · $833.49B

'21 · $1032.91B

'22 · $1145.41B

'23 · $1318.24B

'25 · $1327.87B

'26 · $1595.10B

'20'26

$833.49B → $1595.10B▲ +91%

sec adv history

Client mix

Pooled Investment Vehicles	399
Insurance Companies	294
Corporations	195
Pension Profit Sharing Plans	154
Individuals High Net Worth	64

Operations

Employees (total)

7,987

Advisory staff (per ADV)

889

Advisory staff (5-yr trend)

'20 · 861 advisors

'21 · 980 advisors

'22 · 988 advisors

'23 · 988 advisors

'25 · 828 advisors

'26 · 889 advisors

'20'26

861 advisors → 889 advisors▲ +3%

sec adv history

Primary office

NEW YORK NY

Branches

—

Custodian & Brokerage

Primary custodian

State Streetlow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing

04/28/2026

facebook.com/blackrock(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

BLACKROCK HOLDCO 2, INC.

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

BLACKROCK HOLDCO 2, INC.

Dickson, Robert, Andrew

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:blackrock.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

63,922,042

Form 5500 Compensation Trajectory 3y

2025	59,808,162
2026	4,113,880
2024	0

Form 5500 Plan Count Trajectory 3y

2025	83
2026	3
2024	2

Schedule C Total Compensation

63,922,042

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001536652

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2011-12-21

Edgar Last Filing Date

2011-12-21

Edgar Form D Count

Edgar Form D Offerings

2011-12-212011-12-21 · 0001536652-11-000001

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

State Street	346
Bny Mellon	260
Jpmorgan	74
Northern Trust	34
Goldman Sachs	31

adv brochure

Edgar Addresses

Mailing

BLACKROCK FINANCIAL MANAGEMENT INC.55 EAST 52ND STREETNEW YORK, NY 10055

Business

BLACKROCK FINANCIAL MANAGEMENT INC.55 EAST 52ND STREETNEW YORK, NY 10055

Edgar EIN

000000000

Edgar Recent Filings

D2011-12-21 · 0001536652-11-000001

Fee Schedule

Bracket Vi	30
Bracket Xi	21
Bracket I	14
Bracket Xii	14
Bracket Iii	11

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

Yes

People (40)

Dickson, Robert, Andrew

7502068

FINK, LAURENCE, DOUGLAS

GOLDSTEIN, ROBERT, LAWRENCE

830137

2253416

KAPITO, ROBERT, STEVEN

Meade, Christopher, Joseph

728399

6728448

PARK, CHARLES, CHOON SIK

2704483

MARTIN SMALL