PAYDEN &amp; RYGEL

CRD

107160

SEC file #

801-19762

EIN

541931726

DBA names

Payden & RygelPayden & Rygel Distributors (bd Only)

Economics

AUM

$158.23B

AUM band

$1B+

AUM trajectory

'20 · $109.11B

'21 · $117.19B

'22 · $134.31B

'23 · $144.71B

'25 · $150.95B

'26 · $158.23B

'20'26

$109.11B → $158.23B▲ +45%

sec adv history

Client mix

Charitable Organizations	105
Corporations	85
Individuals High Net Worth	82
Insurance Companies	49
State Or Municipal Govt	42

Operations

Employees (total)

194

Advisory staff (per ADV)

122

Advisory staff (5-yr trend)

'20 · 115 advisors

'21 · 120 advisors

'22 · 120 advisors

'23 · 129 advisors

'25 · 116 advisors

'26 · 122 advisors

'20'26

115 advisors → 122 advisors▲ +6%

sec adv history

Primary office

LOS ANGELES CA

Branches

Count

Custodian & Brokerage

Primary custodian

BNY Mellonlow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

payden.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

PAYDEN, JOAN, ANN

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

PAYDEN, JOAN, ANN

MATTHEWS, BRIAN, WEBB

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

PAYDEN.COM

Rdap Domain Creation Date

1997-02-13T05:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

500

Form 5500 Total Compensation

16,066,029

Form 5500 Compensation Trajectory 3y

2025	15,362,214
2026	703,815
2024	0

Form 5500 Plan Count Trajectory 3y

2025	30
2026	7
2024	2

Schedule C Total Compensation

16,066,029

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001105487

Edgar Registered

Yes

Edgar Filing Count

104

Edgar First Filing Date

2001-08-09

Edgar Last Filing Date

2013-01-16

Edgar 13f Count

104

Edgar 13f Latest AUM Estimate

Filing Date2013-01-16

Accession0001105487-13-000001

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Bny Mellon	8
State Street	4
E*trade	4
Northern Trust	2
U.s. Bank	2

adv brochure

Edgar Addresses

Mailing

4041 UNIVERSITY DRIVE SUITE 200FAIR FAX, VA 22030

Business

4041 UNIVERSITY DRIVE SUITE 200FAIR FAX, VA 22030

Edgar EIN

541931726

Edgar Recent Filings

13F-HR2013-01-16 · 0001105487-13-000001

13F-HR2012-10-10 · 0001105487-12-000004

Fee Schedule

Bracket Iii	30
Bracket Vi	25
Bracket Xii	16
Bracket Xi	15
Bracket V	6

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2028-02-14T05:00:00Z

Rdap Domain Last Changed

2026-03-20T15:15:12Z

Rdap Nameservers

Pdns11.domaincontrol.comPdns12.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Top Owner CRD

358476

Trust Company Affiliate

IAR · Direct Owner · 62.5%

People (17)

PAYDEN, JOAN, ANN

358476

MATTHEWS, BRIAN, WEBB

IAR · Direct Owner · 7.5%

2060962

HERSH, BRADLEY, FORREST

2244165

LAKE, LAURA, ELIZABETH

2948116

MORRISON, GREGORY, TYLER

2357605

PISHVA, REZA, NMN