SourcingSourcing

RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

C32
CRD 107173·SEC 801-20303·MINNEAPOLIS, MN
AUM
$104.49B
$1B+
Est. Revenue
$1.04B
@ 1% on AUM
Est. EBITDA
$313.5M
@ 30% margin
Est. Deal Value
$2.51B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.
CRD
107173
SEC file #
801-20303
EIN
000000000
DBA names
—

Economics

AUM
$104.49B
AUM band
$1B+
AUM trajectory
'20'26
$32.35B → $104.49B▲ +223%
Client mix
Pooled Investment Vehicles74
Individuals Other69
State Or Municipal Govt31
Corporations29
Pension Profit Sharing Plans18

Operations

Employees (total)
212
Advisory staff (per ADV)
37
Advisory staff (5-yr trend)
'20'26
44 advisors → 37 advisors▼ -16%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
rbcgam.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RBC USA HOLDCO CORPORATION
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
RBC USA HOLDCO CORPORATION
Gao, Pan
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RBCGAM.COM
Rdap Domain Creation Date
2008-11-24T20:12:24Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy Corporate Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
880,664
Form 5500 Compensation Trajectory 3y
2025880,664
20240
Form 5500 Plan Count Trajectory 3y
20253
20242
Schedule C Total Compensation
880,664
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Cik
0001458015
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2009-02-27
Edgar Last Filing Date
2013-02-01
Edgar Form D Count
3
Edgar Form D Offerings
2013-02-012013-02-01 · 0001507943-13-000008
2011-10-262011-10-26 · 0001507943-11-000060
Edgar Former Names
VOYAGEUR SMID CAP GROWTH EQUITY FUND LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank26
State Street12
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
100 SOUTH FIFTH STREET, SUITE 2300MINNEAPOLIS, MN 55402
Business
100 SOUTH FIFTH STREET, SUITE 2300MINNEAPOLIS, MN 55402
Edgar EIN
000000000
Edgar Recent Filings
D/A2013-02-01 · 0001507943-13-000008
D/A2011-10-26 · 0001507943-11-000060
Fee Schedule
Bracket Vi40
Bracket Iii29
Bracket Vii14
Bracket I5
Bracket Xii5
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-24T20:12:24Z
Rdap Domain Last Changed
2025-10-25T23:01:13Z
Rdap Nameservers
Edns3.ultradns.bizEdns3.ultradns.comEdns3.ultradns.netEdns3.ultradns.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedServer Delete ProhibitedServer Transfer ProhibitedServer Update Prohibited
Trust Company Affiliate
Yes

People (9)

9
Gao, Pan
Executive Officer · 2.5%
6236221
LEW, BRANDON, DANIEL
Executive Officer · 2.5%
5047196
Mukerji, Biswajit
Executive Officer · 2.5%
7968532
NEMANI, VIKESH
Executive Officer · 2.5%
3072086
RAUSCH, JESSICA, LYNN
Executive Officer · 2.5%
5934338
SANYA, DONALD, ELIJAH
Executive Officer · 2.5%
5837159
SKIBA, WLODZIMIERZ, ANDRZEJ
Executive Officer · 2.5%
4603176
WEBER, CHRISTINA, MARIE
Executive Officer · 2.5%
6041124
WILLIAMS, DAMON, GRANT
Executive Officer · 2.5%
5530176