SourcingSourcing

BERKSHIRE CAPITAL HOLDINGS INC

C45
CRD 107175·SEC 801-53149
AUM
$283.0M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$849K
@ 30% margin
Est. Deal Value
$6.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BERKSHIRE CAPITAL HOLDINGS INC
CRD
107175
SEC file #
801-53149
EIN
770330031
DBA names
—

Economics

AUM
$283.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$230.9M → $283.0M▲ +23%
Client mix
Investment Companies1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/09/2026
ADV-W filed at
—
Website
berkshirefunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FOBES, LAVON, HOPPER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
FOBES, LAVON, HOPPER
FOBES, MALCOLM, RANDALL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BERKSHIREFUNDS.COM
Rdap Domain Creation Date
1999-01-22T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001133742
Edgar Registered
Yes
Edgar Filing Count
43
Edgar First Filing Date
2001-02-14
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
41
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001162044-26-000437

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
475 MILAN DRIVESUITE 103SAN JOSE, CA 95134
Business
475 MILAN DRIVESUITE 103SAN JOSE, CA 95134
Edgar EIN
770330031
Edgar Recent Filings
13F-HR2026-05-12 · 0001162044-26-000437
13F-HR2026-02-09 · 0001162044-26-000130
Firm Has Custody
No
Rdap Domain Expiration Date
2027-01-22T05:00:00Z
Rdap Domain Last Changed
2025-11-23T07:42:58Z
Rdap Nameservers
Ns1.worldnic.comNs2.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5510765
Trust Company Affiliate
No

People (3)

3
FOBES, LAVON, HOPPER
Direct Owner · 87.5%
5510765
FOBES, MALCOLM, RANDALL
Direct Owner · 87.5%
1533793
BUCK, LESLEY, ANNE
Executive Officer · 2.5%
4937235