SourcingSourcing

RIGGS ASSET MANAGEMENT CO INC

C40
CRD 107233·SEC 801-38171·DALLAS, PA
AUM
$640.0M
$500M-$1B
Est. Revenue
$6.4M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIGGS ASSET MANAGEMENT CO INC
CRD
107233
SEC file #
801-38171
EIN
—
DBA names
—

Economics

AUM
$640.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$319.9M → $640.0M▲ +100%
Client mix
Individuals Other268
Individuals High Net Worth142
Corporations13
Charitable Organizations7

Operations

Employees (total)
8
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
6 advisors → 8 advisors▲ +33%
Primary office
DALLAS PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
riggsadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAHAM, ROBERT, HAMILTON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
GRAHAM, ROBERT, HAMILTON
GRAHAM, ELIZABETH, BRIDGET
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RIGGSADVISORS.COM
Rdap Domain Creation Date
1999-05-10T17:52:17Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Bluehost Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3132
Soi Zip Pct 200k Plus
0.0961
Soi Zip Returns 200k Plus
730
Soi Zip Total AGI
728,843
Fdic Zip Total Deposits
10,703,482,000
Fdic Zip Branch Count
237
Fdic Zip Top Banks
PNC Bank, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Franklin First Savings BankDallas, PA
First Fidelity Bank, National AssociationDallas Township, PA
Fdic Zip HHI
1377.36
Fdic Zip Top Bank Share Pct
25.52
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-10T17:52:51Z
Rdap Domain Last Changed
2026-04-25T06:37:19Z
Rdap Nameservers
Ns1.bluehost.comNs2.bluehost.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI21,215
Returns1,970
Stub 2
AGI52,148
Returns1,410
Stub 3
AGI63,658
Returns1,020
Soi Zip Total Business Income
24,666
Soi Zip Total Cap Gains
29,896
Soi Zip Total Dividends
25,464
Soi Zip Total Returns
7,600
Top Owner CRD
1994460
Trust Company Affiliate
No

People (9)

9
GRAHAM, ROBERT, HAMILTON
IAR · Direct Owner · 62.5%
1994460
GRAHAM, ELIZABETH, BRIDGET
IAR · Direct Owner · 37.5%
4347616
GLASSMAN, ALAN, J COREY
IAR · Executive Officer · 2.5%
2919395
SHOEMAKER, SUSAN, ADAMS
IAR · Executive Officer · 2.5%
1935374
GRAHAM, ROBERT, JOSEPH
IAR · Executive Officer · 2.5%
1068010
GRAHAM, SANDRA, JEANNE
Executive Officer · 2.5%
3198914
Dimitri David Gnall
IAR
7891428
Adam Jeffrey Glassman
IAR
8085279
Robert Joseph Graham
IAR
6929095