SourcingSourcing

PPM AMERICA, INC.

C31
CRD 107269·SEC 801-40783·CHICAGO, IL
AUM
$93.79B
$1B+
Est. Revenue
$937.9M
@ 1% on AUM
Est. EBITDA
$281.4M
@ 30% margin
Est. Deal Value
$2.25B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PPM AMERICA, INC.
CRD
107269
SEC file #
801-40783
EIN
000000000
DBA names
Ppm America Inc

Economics

AUM
$93.79B
AUM band
$1B+
AUM trajectory
'20'26
$108.40B → $93.79B▼ -13%
Client mix
Pooled Investment Vehicles26
Insurance Companies15
Individuals High Net Worth1
Investment Companies1
Pension Profit Sharing Plans1

Operations

Employees (total)
217
Advisory staff (per ADV)
117
Advisory staff (5-yr trend)
'20'26
107 advisors → 117 advisors▲ +9%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/29/2026
ADV-W filed at
—
Website
x.com/ppmamerica

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PPM HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
PPM HOLDINGS, INC.
BARRUS, THOMAS, RICHARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:x.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
312,942
Form 5500 Compensation Trajectory 3y
2025312,942
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
312,942
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0000898419
Edgar Registered
Yes
Edgar Filing Count
124
Edgar First Filing Date
1999-05-14
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
112
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0000898419-26-000003
Edgar Former Names
PRUDENTIAL CORP PLC

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Northern Trust19
State Street8
E*trade4
Bny Mellon2
Pershing1
Edgar Addresses
Mailing
5TH FLOOR, 10 OLD BAILEYLONDON, EC4M 7NGUnited Kingdom
Business
5TH FLOOR, 10 OLD BAILEYLONDON, EC4M 7NGUnited Kingdom
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-14 · 0000898419-26-000003
13F-HR2026-02-11 · 0000898419-26-000001
Fee Schedule
Bracket Vi84
Bracket Xii15
Bracket Xi1
Bracket I0
Bracket Ii0
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (9)

9
BARRUS, THOMAS, RICHARD
Executive Officer · 2.5%
4190643
CAPASSO, MARY, T
Executive Officer · 2.5%
2382462
Jordan, Oliver
Executive Officer · 2.5%
7332228
RAUB, CHRISTOPHER, ALLEN
Executive Officer · 2.5%
6516079
BINIORIS, SAVVAS, PANAGIOTIS
Executive Officer · 2.5%
6314984
Rapier, Dana, Scamarcia
Executive Officer · 2.5%
7842134
REED, ALISON, RUSS
Executive Officer · 2.5%
3241221
PAUL PHILIP MATTHEWS
IAR
323160
GOLDSMITH, STACY, MARI
IAR
1416323