SourcingSourcing

PROFESSIONAL FINANCIAL ADVISORS INC

B64
CRD 107289·SEC 801-38963·RADNOR, PA
AUM
$426.0M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROFESSIONAL FINANCIAL ADVISORS INC
CRD
107289
SEC file #
801-38963
EIN
—
DBA names
Tgs Financial Advisors

Economics

AUM
$426.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$274.5M → $426.0M▲ +55%
Client mix
Individuals Other159
Individuals High Net Worth100

Operations

Employees (total)
13
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
8 advisors → 7 advisors▼ -12%
Primary office
RADNOR PA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersPublication of periodicals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
twitter.com/triage_md(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HEMPHILL, JAMES, STEUART
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HEMPHILL, JAMES, STEUART
RYLKO, THOMAS, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:professional.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Raymond James4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
858854
Trust Company Affiliate
No

People (6)

6
HEMPHILL, JAMES, STEUART
IAR · Direct Owner · 87.5%
858854
RYLKO, THOMAS, ALAN
IAR · Executive Officer · 2.5%
5189530
Caroline Rose Kiser
IAR
7988869
Yousef Mohammed Maher Almbaid
IAR
8022054
MARVIN LEE BARRON
IAR
4638381
AUDREY LIBOIS
IAR
5908805