SourcingSourcing

TRANSAMERICA RETIREMENT ADVISORS, LLC

C31
CRD 107319·SEC 801-42910·CEDAR RAPIDS, IA
AUM
$18.83B
$1B+
Est. Revenue
$188.3M
@ 1% on AUM
Est. EBITDA
$56.5M
@ 30% margin
Est. Deal Value
$451.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD
107319
SEC file #
801-42910
EIN
—
DBA names
—

Economics

AUM
$18.83B
AUM band
$1B+
AUM trajectory
'20'26
$5.43B → $18.83B▲ +247%
Client mix
Individuals Other212,700
Pension Profit Sharing Plans22

Operations

Employees (total)
398
Advisory staff (per ADV)
173
Advisory staff (5-yr trend)
'20'26
416 advisors → 173 advisors▼ -58%
Primary office
CEDAR RAPIDS IA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consultingEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
transamerica.com

Compliance

Disclosures (firm)
5
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TRANSAMERICA RETIREMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
TRANSAMERICA RETIREMENT
Beitzel, Brian
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TRANSAMERICA.COM
Rdap Domain Creation Date
1994-12-05T05:00:00Z
Rdap Firm Age Years
32
Rdap Firm Age Band
20+y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
43
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing4
E*trade4
State Street2
Fee Schedule
Bracket Ix66
Bracket X16
Bracket I10
Bracket Xii7
Bracket Xi1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-04T05:00:00Z
Rdap Domain Last Changed
2025-11-30T06:05:25Z
Rdap Nameservers
Ns1.aegonins.comNs2.aegonins.comNs3.aegonins.comNs4.aegonins.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedServer Delete ProhibitedServer Transfer ProhibitedServer Update Prohibited
Trust Company Affiliate
Yes

People (44)

44
BEITZEL, BRIAN
Executive Officer · 2.5%
6183770
FRAIN, JASON, SCOTT
Executive Officer · 2.5%
5141625
HEWITT, JAY, ALLEN
Executive Officer · 2.5%
1687429
Holgate, Gregg, William
Executive Officer · 2.5%
2818725
Powers, Mark, Judson
Executive Officer · 2.5%
6173588
MICHAEL BINGHAM BALLARD
IAR
1014024
Dylan Timothy Warfield
IAR
6739719
Dennis Raymond Rooney
IAR
6330718
Joseph Thomas Tarantino
IAR
6109793
MICHAEL TIMOTHY RILEY
IAR
4189421
SCOTT A LESLIE
IAR
2341362
Christian Andre DeVeer
IAR
7186580
Alex William Adair
IAR
6990105
Elisabeth Ann Henderson
IAR
6240195
Adriel Jon McIntosh
IAR
5594199
Tammy Lynn Engel
IAR
7495849
Kevin Vaughan
IAR
7046176
JEREMY JON HENDRICKSON
IAR
5924183
MICHELE MARTIN HEFNER
IAR
1719065
BRICE RYAN DAVIS
IAR
6330878
KAREN MARIE CLERICI
IAR
1587672
Sebastien Theodore
IAR
7500733
MARY ELIZABETH RINEHART
IAR
2717500
GHADA MOHAMED EL-GAMAL
IAR
4923025
John Francis Myers
IAR
5838040
Robert John Williams
IAR
6052839
Edward Marrone
IAR
6462530
Timothy Ricardo Wintemute
IAR
6238126
MICHAEL JAMES GARAJA
IAR
6240158
Michael Douglas Conway
IAR
7597052
RICHARD KENNETH SWENSON
IAR
2165223
JAMES ANGUS TUCKER
IAR
2473786
Andrew George Rizk
IAR
6184459
Ryan Michael Walsh
IAR
7469592
John Walter Vitou
IAR
6865567
MARK RICHARD COURTEMANCHE
IAR
2651246
ERICA LYNNE MCCAIN
IAR
4384705
Anthony Joseph VanDette
IAR
6433028
MATTHEW DAVID LEEKE
IAR
6063178
Christopher Robert Morrison
IAR
6433976
Travis Bretoi
IAR
6797634
Allen Michael Swenson
IAR
6920131
Gregory Thomas Trout
IAR
6539938
Meghan Elizabeth Bright
IAR
7784809