SourcingSourcing

FISHER ASSET MANAGEMENT, LLC

C26
CRD 107342·SEC 801-29362·PLANO, TX
AUM
$386.67B
$1B+
Est. Revenue
$3.87B
@ 1% on AUM
Est. EBITDA
$1.16B
@ 30% margin
Est. Deal Value
$9.28B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FISHER ASSET MANAGEMENT, LLC
CRD
107342
SEC file #
801-29362
EIN
000000000
DBA names
Fisher Investments

Economics

AUM
$386.67B
AUM band
$1B+
AUM trajectory
'20'26
$94.11B → $386.67B▲ +311%
Client mix
Individuals High Net Worth125,844
Individuals Other73,217
Corporations672
Pension Profit Sharing Plans73
Pooled Investment Vehicles46

Operations

Employees (total)
4,369
Advisory staff (per ADV)
1,948
Advisory staff (5-yr trend)
'20'26
898 advisors → 1,948 advisors▲ +117%
Primary office
PLANO TX
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/02/2026
ADV-W filed at
—
Website
jaycarlsonfisherinvestments.wordpress.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FISHER INVESTMENTS, INC.
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
FISHER INVESTMENTS, INC.
ORNANI, DAMIAN, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:wordpress.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
39
Form 5500 Total Compensation
1,669,549
Form 5500 Compensation Trajectory 3y
20251,669,549
Form 5500 Plan Count Trajectory 3y
202539
Schedule C Total Compensation
1,669,549
Schedule C Service Provider Rows
39

SEC EDGAR

Edgar Cik
0001996846
Edgar Registered
Yes
Edgar Filing Count
15
Edgar First Filing Date
2023-11-09
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
12
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001996846-26-000006
Edgar Former Names
Financiere des Professionnels - Fonds d,investissement inc.

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Northern Trust16
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
2 COMPLEXE DESJARDINSTOUR DE L'EST, 31IEME ETAGE C.P. 1116MONTREAL, H5B1C2Quebec, Canada
Business
2 COMPLEXE DESJARDINSTOUR DE L'EST, 31IEME ETAGE C.P. 1116MONTREAL, H5B1C2Quebec, Canada
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-06 · 0001996846-26-000006
13F-HR2026-02-11 · 0001996846-26-000001
Fee Schedule
Bracket I94
Bracket Ix5
Bracket Xi1
Bracket Ii0
Bracket Iii0
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (53)

53
ORNANI, DAMIAN, DAVID
Direct Owner · 17.5%
4122498
FISHER, KENNETH, LAWRENCE
IAR · Executive Officer · 2.5%
1811355
MUSSAFER, DAVID, MARKS
Executive Officer · 2.5%
4341172
FISHEL, THOMAS, CHAPMAN
Executive Officer · 2.5%
1157055
DOUGLAS BRAD EPSTEIN
IAR
1984343
JOHN DAVID EGBERT
IAR
3171538
Aaron Benjamin Wallace
IAR
3187696
JAMES GREGORY BIGGS
IAR
4126545
GALLEN HO
IAR
4404001
JEFFREY MANNING MCKOWN
IAR
4365701
ASHLEY BOWER PATTEN
IAR
4368681
JEFFREY MICHAEL BILINSKI
IAR
4181233
JOHN THOMAS ROBERTSON
IAR
4148298
LAWRENCE LOUIS VELARDE
IAR
4416964
PAUL MATTHEW GRUMET
IAR
4432034
MATTHEW ADAM TAYLOR
IAR
4433537
ANDREA MICHELLE ALBRIGHT
IAR
4476994
MATTHEW PATRICK LOWRY
IAR
4457281
JAMES C WILEY
IAR
4515000
GREGORY THOMAS BELLISTON
IAR
4327442
STEVEN ROBERT MICHAEL FORRER
IAR
4536312
AARON CHRISTOPHER BROWN
IAR
4523232
TOBIAS CARTER MCCLAIN
IAR
4545459
JOEL D PRELOG
IAR
4545458
KYLE M. FETHKE
IAR
4466096
ROBERT LOUIS STEPHENSON
IAR
2599707
AMY BETH DEVEREUX
IAR
2923347
ROBERT MONTGOMERY STEED
IAR
3124862
DANIEL MICHAEL RODKEWICH
IAR
2647612
MATTHEW PATRICK HAGEN
IAR
2679658
STEVEN PHILIP SCHMITT
IAR
4044743
TODD ANDREW BLIMAN
IAR
4017353
COLIN JEFFREY FUNK
IAR
4091352
JOHN CHRISTOPHER HULCHER
IAR
4091006
CHRISTOPHER M BOAZ
IAR
4226518
WILLIAM JAMES HAUGH
IAR
3224395
JOSHUA HARRIS BROAD
IAR
4214815
RICHARD LEWIS PERANTON
IAR
4253552
KRISTINA ANNE FRATES
IAR
4252823
IAN EPSTEIN
IAR
4749537
DARRIN CIANCI
IAR
4828100
ANDREW MICHAEL MALLARDI
IAR
4827218
BRYON CHRISTOPHER CARPENTER
IAR
4826770
JUSTIN HARTRANFT ARBUCKLE
IAR
4579981
JASON SCOTT MERRITT
IAR
4594700
MARK SIMON GIRARD
IAR
4877273
RYAN PATRICK CONNER
IAR
4881717
THOMAS KIRKLAND CALDRONEY
IAR
4882811
PETER TRACY SHEAHAN
IAR
4853855
BRAD WILLIAMS PYLES
IAR
4852700
KURT ERIK ODEGARD
IAR
4854644
NICOLE KRISTEN JOHNSON-FITZGERALD
IAR
3094638
MICHAEL JEROME HANSON
IAR
3086863