SourcingSourcing

SCHOLTZ & COMPANY, L.L.C.

A67
CRD 107363·SEC 801-77840·STAMFORD, CT
AUM
$340.5M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCHOLTZ & COMPANY, L.L.C.
CRD
107363
SEC file #
801-77840
EIN
—
DBA names
Scholtz & Company, Llc

Economics

AUM
$340.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$187.6M → $340.5M▲ +82%
Client mix
Individuals High Net Worth102
Individuals Other102
Pension Profit Sharing Plans1
Charitable Organizations1

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
linkedin.com/company/scholtz-&-company(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHOLTZ, PETER, DWIGHT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SCHOLTZ, PETER, DWIGHT
GILDEA, PATRICIA
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James7
Charles Schwab6
E*trade4
Morgan Stanley2
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
873183
Trust Company Affiliate
No

People (3)

3
SCHOLTZ, PETER, DWIGHT
IAR · Direct Owner · 62.5%
873183
SCHOLTZ, CARL, HENRY
IAR · Direct Owner · 17.5%
5365510
GILDEA, PATRICIA
Direct Owner · 17.5%
4419878