SourcingSourcing

MONTICELLO ASSOCIATES, LLC

C22
CRD 107392·SEC 801-51758·DENVER, CO
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MONTICELLO ASSOCIATES, LLC
CRD
107392
SEC file #
801-51758
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Individuals High Net Worth263
Charitable Organizations156
Pension Profit Sharing Plans7

Operations

Employees (total)
58
Advisory staff (per ADV)
31
Advisory staff (5-yr trend)
'20'26
28 advisors → 31 advisors▲ +11%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Pension consultingSelection of other advisersOther Advisory Services
Fee basis
Fixed feesOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/monticello-associates(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CRESSET INVESTMENT CONSULTING,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
10
Control Persons
CRESSET INVESTMENT CONSULTING,
BECKER, ERIC, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
31,579
Form 5500 Compensation Trajectory 3y
202521,500
202610,079
Form 5500 Plan Count Trajectory 3y
20251
20261
Schedule C Total Compensation
31,579
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
State Street2
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (9)

9
BECKER, ERIC, DAVID
Executive Officer · 2.5%
6024060
DURHAM, BRENTON, GRADY
Executive Officer · 2.5%
1158124
SCHOLTEN, MARY
Executive Officer · 2.5%
5356994
STEIN, AVY, HOWARD
Executive Officer · 2.5%
1462029
SWARTZ, TERESA, ANN
Executive Officer · 2.5%
4420503
AMBOIAN, JOHN, PETER
Executive Officer · 2.5%
2636923
HECKENBERG, KARL, HENRY
Executive Officer · 2.5%
3234336
SHATTUCK, MAYO, A
Executive Officer · 2.5%
1464321
TRAMONTANO, PAUL, ERIC
Executive Officer · 2.5%
1248719