MCGINN PENNINGER INVESTMENT MANAGEMENT INC.

B60
CRD 107396·SEC 801-40578·ALEXANDRIA, VA
AUM
$204.4M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$613K
@ 30% margin
Est. Deal Value
$4.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MCGINN PENNINGER INVESTMENT MANAGEMENT INC.
CRD
107396
SEC file #
801-40578
EIN
521760109
DBA names

Economics

AUM
$204.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$77.1M → $204.4M▲ +165%
Client mix
Individuals High Net Worth331
Investment Companies1

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
ALEXANDRIA VA
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCGINN, BERNARD, FRANCIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
MCGINN, BERNARD, FRANCIS
PENNINGER, RYAN, MCCOY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001845031
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-02-12
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0001999371-26-009199
Edgar Former Names
McGinn Investment Management, Inc.

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Wells Fargo1
Edgar Addresses
Mailing
277 SOUTH WASHINGTON STREETSUITE 340ALEXANDRIA, VA 22314
Business
277 SOUTH WASHINGTON STREETSUITE 340ALEXANDRIA, VA 22314
Edgar EIN
521760109
Edgar Recent Filings
13F-HR2026-04-28 · 0001999371-26-009199
13F-HR2026-02-09 · 0001999371-26-002883
Firm Has Custody
No
Mailing Office Differs
Yes
Top Owner CRD
1062218
Trust Company Affiliate
No