SourcingSourcing

ROGERS WEALTH GROUP, INC.

B54
CRD 107409·SEC 801-51602·FORT WORTH, TX
AUM
$1.04B
$1B+
Est. Revenue
$10.4M
@ 1% on AUM
Est. EBITDA
$3.1M
@ 30% margin
Est. Deal Value
$24.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROGERS WEALTH GROUP, INC.
CRD
107409
SEC file #
801-51602
EIN
—
DBA names
—

Economics

AUM
$1.04B
AUM band
$1B+
AUM trajectory
'20'26
$806.3M → $1.04B▲ +29%
Client mix
Individuals High Net Worth214
Individuals Other197
Corporations15
Charitable Organizations5
Pension Profit Sharing Plans2

Operations

Employees (total)
21
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
FORT WORTH TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
rogers401k.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROGERS, DALE, CRAIG
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
ROGERS, DALE, CRAIG
ROGERS, CRAIG, COBURN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROGERS401K.COM
Rdap Domain Creation Date
1999-09-29T21:24:33Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
533,435
Form 5500 Compensation Trajectory 3y
2025533,435
Form 5500 Plan Count Trajectory 3y
20255
Schedule C Total Compensation
533,435
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-29T21:24:29Z
Rdap Domain Last Changed
2025-09-30T12:20:33Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
402693
Trust Company Affiliate
No

People (8)

8
ROGERS, DALE, CRAIG
IAR · Direct Owner · 62.5%
402693
ROGERS, CRAIG, COBURN
IAR · Direct Owner · 37.5%
4542441
LANKFORD, MATTHEW, PHILLIP
IAR · Executive Officer · 2.5%
4680357
MUELLER, BRIAN, JOSEPH
IAR · Executive Officer · 2.5%
4252264
DANA ERIC WILLIAMS
IAR
6323795
MELISSA FAYE CHILDS
IAR
6285234
CHRISTOPHER SEAN MOORE
IAR
6285404
CHRISTOPHER RYAN MANROSS
IAR
6324149