SourcingSourcing

ADELL HARRIMAN & CARPENTER INC

C41
CRD 107488·SEC 801-50660·HOUSTON, TX
AUM
$2.09B
$1B+
Est. Revenue
$20.9M
@ 1% on AUM
Est. EBITDA
$6.3M
@ 30% margin
Est. Deal Value
$50.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ADELL HARRIMAN & CARPENTER INC
CRD
107488
SEC file #
801-50660
EIN
760484482
DBA names
Adell Harriman & Carpenter

Economics

AUM
$2.09B
AUM band
$1B+
AUM trajectory
'20'26
$745.2M → $2.09B▲ +180%
Client mix
Individuals High Net Worth524
Individuals Other240
Corporations24
Pension Profit Sharing Plans20
Charitable Organizations11

Operations

Employees (total)
13
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
ahcinvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARPENTER, LEIA, POWELL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
CARPENTER, LEIA, POWELL
ADELL, STEPHEN, DECATUR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AHCINVEST.COM
Rdap Domain Creation Date
1997-02-07T05:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001134152
Edgar Registered
Yes
Edgar Filing Count
112
Edgar First Filing Date
2001-02-14
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
110
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001134152-26-000006

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
2700 POST OAK BLVDSTE 1200HOUSTON, TX 77056
Business
2700 POST OAK BLVDSTE 1200HOUSTON, TX 77056
Edgar EIN
760484482
Edgar Recent Filings
13F-HR2026-05-04 · 0001134152-26-000006
13F-HR2026-02-06 · 0001134152-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-08T05:00:00Z
Rdap Domain Last Changed
2023-12-10T07:57:21Z
Rdap Nameservers
Ns57.worldnic.comNs58.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1551527
Trust Company Affiliate
No

People (7)

7
CARPENTER, LEIA, POWELL
IAR · Direct Owner · 37.5%
1551527
ADELL, STEPHEN, DECATUR
IAR · Direct Owner · 17.5%
2115641
JOHNSON, SCOT, WALLACE
IAR · Direct Owner · 17.5%
2534073
BERRY, MARCUS, WILSON
IAR · Direct Owner · 17.5%
6873732
BARRON, JENNIFER, LYNN
IAR · Direct Owner · 17.5%
2655283
WOLFF, CYNTHIA, ANNE
Executive Officer · 2.5%
8244371
MARK CLIFFORD HARRIMAN
IAR
2450766