SourcingSourcing

EMERALD ADVISERS, LLC

C27
CRD 107496·SEC 801-40263·LEOLA, PA
AUM
$3.30B
$1B+
Est. Revenue
$33.0M
@ 1% on AUM
Est. EBITDA
$9.9M
@ 30% margin
Est. Deal Value
$79.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EMERALD ADVISERS, LLC
CRD
107496
SEC file #
801-40263
EIN
000000000
DBA names
—

Economics

AUM
$3.30B
AUM band
$1B+
AUM trajectory
'20'26
$2.28B → $3.30B▲ +45%
Client mix
State Or Municipal Govt23
Pension Profit Sharing Plans8
Pooled Investment Vehicles1

Operations

Employees (total)
35
Advisory staff (per ADV)
17
Advisory staff (5-yr trend)
'20'26
17 advisors → 17 advisors▬ 0%
Primary office
LEOLA PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
teamemerald.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EMERALD ASSET MANAGEMENT PA,
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
EMERALD ASSET MANAGEMENT PA,
MERTZ, KENNETH, GEORGE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TEAMEMERALD.COM
Rdap Domain Creation Date
2000-03-17T16:07:41Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
94,243
Form 5500 Compensation Trajectory 3y
202694,243
Form 5500 Plan Count Trajectory 3y
20261
Schedule C Total Compensation
94,243
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001015083
Edgar Registered
Yes
Edgar Filing Count
149
Edgar First Filing Date
1999-05-14
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
108
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001104659-26-054901
Edgar Former Names
EMERALD ADVISERS INC/PA

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
E*trade4
Northern Trust2
State Street2
Bny Mellon2
Edgar Addresses
Mailing
3175 OREGON PIKELEOLA, PA 17540
Business
3175 OREGON PIKELEOLA, PA 17540
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-04 · 0001104659-26-054901
13F-HR2026-02-09 · 0001104659-26-011928
Firm Has Custody
No
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2032-10-01T11:59:59Z
Rdap Domain Last Changed
2024-10-02T14:45:35Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (5)

5
MERTZ, KENNETH, GEORGE
IAR · Executive Officer · 2.5%
4358855
SEARS, STACEY, LYNN
IAR · Executive Officer · 2.5%
2610425
DANIEL WEBSTER MOYER
Executive Officer · 2.5%
1018789
MEEHAN, JAMES, ANDREW
Executive Officer · 2.5%
2221482
JOSEPH WAYNE GARNER
IAR
2498711