SourcingSourcing

PENN MUTUAL ASSET MANAGEMENT, LLC

C27
CRD 107518·SEC 801-35477·CONSHOHOCKEN, PA
AUM
$42.29B
$1B+
Est. Revenue
$422.9M
@ 1% on AUM
Est. EBITDA
$126.9M
@ 30% margin
Est. Deal Value
$1.01B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PENN MUTUAL ASSET MANAGEMENT, LLC
CRD
107518
SEC file #
801-35477
EIN
232566941
DBA names
—

Economics

AUM
$42.29B
AUM band
$1B+
AUM trajectory
'20'26
$24.81B → $42.29B▲ +70%
Client mix
Investment Companies29
Insurance Companies5
Corporations1

Operations

Employees (total)
30
Advisory staff (per ADV)
30
Advisory staff (5-yr trend)
'20'26
36 advisors → 30 advisors▼ -17%
Primary office
CONSHOHOCKEN PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
pennmutualam.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE PENN MUTUAL LIFE INSURANCE
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
THE PENN MUTUAL LIFE INSURANCE
O'MALLEY, DAVID, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PENNMUTUALAM.COM
Rdap Domain Creation Date
2014-09-29T14:47:35Z
Rdap Firm Age Years
12
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
213,439
Form 5500 Compensation Trajectory 3y
2025213,439
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
213,439
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0000855702
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2018-11-09
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001193125-26-214271
Edgar Former Names
Penn Mutual Asset Management, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Bny Mellon3
Edgar Addresses
Mailing
EIGHT TOWER BRIDGE161 WASHINGTON STREET, SUITE 1111CONSHOHOCKEN, PA 19428
Business
EIGHT TOWER BRIDGE161 WASHINGTON STREET, SUITE 1111CONSHOHOCKEN, PA 19428
Edgar EIN
232566941
Edgar Recent Filings
13F-HR2026-05-08 · 0001193125-26-214271
13F-HR2026-01-23 · 0001193125-26-021156
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-29T14:47:35Z
Rdap Domain Last Changed
2022-09-17T01:51:11Z
Rdap Nameservers
Ns25.domaincontrol.comNs26.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (7)

7
O'MALLEY, DAVID MICHAEL
Executive Officer · 2.5%
4468593
HUCKERBY, KEITH GORDON
Executive Officer · 2.5%
2641591
Kennedy, Stephen, Charles
Executive Officer · 2.5%
2531263
KLENK, RICHARD, MATTHEW
Executive Officer · 2.5%
8145249
ROBINSON, VICTORIA MARIE
Executive Officer · 2.5%
4556827
Trevor M Williams
IAR
4614810
CASIN KOY SOUTH
IAR
7308251