SourcingSourcing

COMPREHENSIVE FINANCIAL PLANNING CORPORATION

B64
CRD 107549·SEC 801-112136·RICHMOND, VA
AUM
$263.9M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$792K
@ 30% margin
Est. Deal Value
$6.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMPREHENSIVE FINANCIAL PLANNING CORPORATION
CRD
107549
SEC file #
801-112136
EIN
—
DBA names
Highstone Group

Economics

AUM
$263.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$130.4M → $263.9M▲ +102%
Client mix
Individuals Other160
Individuals High Net Worth14

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
RICHMOND VA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
highstonegroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOCHSTEIN, RONALD, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HOCHSTEIN, RONALD, JOHN
CLARK, AMY, HOCHSTEIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HIGHSTONEGROUP.COM
Rdap Domain Creation Date
1999-10-29T14:12:59Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
391,638
Form 5500 Compensation Trajectory 3y
2025370,902
202620,736
Form 5500 Plan Count Trajectory 3y
20255
20261
Schedule C Total Compensation
391,638
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3482
Soi Zip Pct 200k Plus
0.1783
Soi Zip Returns 200k Plus
1,480
Soi Zip Total AGI
1,393,374
Fdic Zip Total Deposits
7,438,322,000
Fdic Zip Branch Count
134
Fdic Zip Top Banks
Wells Fargo Bank, National Association
SunTrust Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Window
Charles Schwab1
Full
E*trade4
Charles Schwab1
Fdic Zip Branches Raw
Central Fidelity National BankRichmond, VA
Jefferson National BankRichmond, VA
Fdic Zip HHI
1376.59
Fdic Zip Top Bank Share Pct
28.09
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-29T14:12:59Z
Rdap Domain Last Changed
2021-11-08T15:38:03Z
Rdap Nameservers
Ns45.worldnic.comNs46.worldnic.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI17,976
Returns1,400
Stub 2
AGI65,922
Returns1,740
Stub 3
AGI89,355
Returns1,450
Soi Zip Total Business Income
40,590
Soi Zip Total Cap Gains
127,721
Soi Zip Total Dividends
86,912
Soi Zip Total Returns
8,300
Top Owner CRD
871881
Trust Company Affiliate
No

People (3)

3
HOCHSTEIN, RONALD, JOHN
IAR · Direct Owner · 87.5%
871881
HOCHSTEIN, JUSTIN, PARKER
IAR · Executive Officer · 2.5%
2911671
CLARK, AMY, HOCHSTEIN
IAR · Executive Officer · 2.5%
2718929