SourcingSourcing

VICTORIA CAPITAL MANAGEMENT, INC.

C45
CRD 107665·SEC 801-112588·CHARLESTON, SC
AUM
$305.5M
$100M-$500M
Est. Revenue
$3.1M
@ 1% on AUM
Est. EBITDA
$917K
@ 30% margin
Est. Deal Value
$7.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VICTORIA CAPITAL MANAGEMENT, INC.
CRD
107665
SEC file #
801-112588
EIN
—
DBA names
—

Economics

AUM
$305.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$142.7M → $305.5M▲ +114%
Client mix
Individuals High Net Worth24
Individuals Other11
Other Investment Advisers8
Pension Profit Sharing Plans3
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
CHARLESTON SC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
vcm.us.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NUGENT, DIANE, VICTORIA
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
NUGENT, DIANE, VICTORIA
NUGENT, THOMAS, EUGENE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (10)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab4
E*trade4
Fee Schedule
Bracket I100
Bracket Ii0
Bracket Iii0
Bracket Iv0
Bracket V0
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2280108
Trust Company Affiliate
No

People (3)

3
NUGENT, DIANE, VICTORIA
IAR · Direct Owner · 62.5%
2280108
NUGENT, THOMAS, EUGENE
IAR · Direct Owner · 37.5%
1043494
Harper, Ryan, Lee
IAR · Executive Officer · 2.5%
6871002