ROYCE & ASSOCIATES, LP

C40
CRD 107689·SEC 801-8268·NEW YORK, NY
AUM
$12.41B
$1B+
Est. Revenue
$124.1M
@ 1% on AUM
Est. EBITDA
$37.2M
@ 30% margin
Est. Deal Value
$297.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROYCE & ASSOCIATES, LP
CRD
107689
SEC file #
801-8268
EIN
DBA names
Royce Investment Partners

Economics

AUM
$12.41B
AUM band
$1B+
AUM trajectory
'20'26
$12.99B → $12.41B▼ -5%
Client mix
Individuals Other931
Investment Companies16
Pooled Investment Vehicles11
Other Investment Advisers8
Corporations8

Operations

Employees (total)
89
Advisory staff (per ADV)
30
Advisory staff (5-yr trend)
'20'26
27 advisors → 30 advisors▲ +11%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/02/2026
ADV-W filed at

Compliance

Disclosures (firm)
3
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEGG MASON ROYCE
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
LEGG MASON ROYCE
CARAMAZZA, PIERRE,
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROYCEINVEST.COM
Rdap Domain Creation Date
2019-08-29T22:16:40Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Raymond James12
Morgan Stanley5
E*trade4
Bny Mellon3
Wells Fargo1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-29T22:16:40Z
Rdap Domain Last Changed
2026-04-08T16:02:56Z
Rdap Nameservers
Clint.ns.cloudflare.comLuciane.ns.cloudflare.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes