SourcingSourcing

UBS FARMLAND INVESTORS LLC

C38
CRD 107754·SEC 801-53770·HARTFORD, CT
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UBS FARMLAND INVESTORS LLC
CRD
107754
SEC file #
801-53770
EIN
000000000
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
—

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
8 advisors → 6 advisors▼ -25%
Primary office
HARTFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
ubs.com/us/en/real-estate.html

Compliance

Disclosures (firm)
15
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
UBS REALTY INVESTORS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
UBS REALTY INVESTORS LLC
PILE, NICHOLAS, SIMON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
UBS.COM
Rdap Domain Creation Date
1993-02-15T05:00:00Z
Rdap Firm Age Years
33
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
13,826
Form 5500 Compensation Trajectory 3y
202513,826
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
13,826
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001368836
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2006-06-29
Edgar Last Filing Date
2026-04-23
Edgar Form D Count
19
Edgar Form D Offerings
2026-04-232026-04-23 · 0001368836-26-000001
2025-02-042025-02-04 · 0001368836-25-000001
Edgar Former Names
UBS AgriVest Farmland Fund Inc

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade5
Pershing1
Edgar Addresses
Mailing
10 STATE HOUSE SQUARE, 12TH FLOORhartford, CT 06103-3604
Business
10 STATE HOUSE SQUARE, 12TH FLOORhartford, CT 06103-3604
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-04-23 · 0001368836-26-000001
D/A2025-02-04 · 0001368836-25-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-16T05:00:00Z
Rdap Domain Last Changed
2026-01-15T10:25:34Z
Rdap Nameservers
A1-12.akam.netA2-65.akam.netA26-66.akam.netA28-65.akam.net
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
107758
Trust Company Affiliate
Yes

People (4)

4
UBS REALTY INVESTORS LLC
Direct Owner · 87.5%
107758
NICHOLAS PILE
Executive Officer · 2.5%
2727759
Stacey, Philip
Executive Officer · 2.5%
6434626
MURRAY, DANIEL, EUGENE
Executive Officer · 2.5%
5934819