SourcingSourcing

UBS REALTY INVESTORS LLC

C39
CRD 107758·SEC 801-45426·HARTFORD, CT
AUM
$2.34B
$1B+
Est. Revenue
$23.4M
@ 1% on AUM
Est. EBITDA
$7.0M
@ 30% margin
Est. Deal Value
$56.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UBS REALTY INVESTORS LLC
CRD
107758
SEC file #
801-45426
EIN
800227394
DBA names
—

Economics

AUM
$2.34B
AUM band
$1B+
AUM trajectory
'20'26
$3.60B → $2.34B▼ -35%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
94
Advisory staff (per ADV)
25
Advisory staff (5-yr trend)
'20'26
33 advisors → 25 advisors▼ -24%
Primary office
HARTFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
ubs.com/us/en/real-estate.html

Compliance

Disclosures (firm)
15
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
UBS AMERICAS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
13
Control Persons
UBS AMERICAS INC.
Belova, Larissa
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
UBS.COM
Rdap Domain Creation Date
1993-02-15T05:00:00Z
Rdap Firm Age Years
33
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
22
Form 5500 Total Compensation
11,019,506
Form 5500 Compensation Trajectory 3y
20259,741,093
20261,278,413
Form 5500 Plan Count Trajectory 3y
202516
20266
Schedule C Total Compensation
11,019,506
Schedule C Service Provider Rows
22

SEC EDGAR

Edgar Cik
0001510092
Edgar Registered
Yes
Edgar Filing Count
17
Edgar First Filing Date
2011-01-14
Edgar Last Filing Date
2026-04-23
Edgar Form D Count
17
Edgar Form D Offerings
2026-04-232026-04-23 · 0001510092-26-000001
2025-02-042025-02-04 · 0001510092-25-000001
Edgar Former Names
UBS (US) TRUMBULL PROPERTY GROWTH & INCOME FUND LP

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade5
State Street4
Pershing1
Edgar Addresses
Mailing
C/O UBS REALTY INVESTORS LLC10 STATE HOUSE SQUARE, 12TH FLOORHARTFORD, CT 06103
Business
C/O UBS REALTY INVESTORS LLC10 STATE HOUSE SQUARE, 12TH FLOORHARTFORD, CT 06103
Edgar EIN
800227394
Edgar Recent Filings
D/A2026-04-23 · 0001510092-26-000001
D/A2025-02-04 · 0001510092-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-16T05:00:00Z
Rdap Domain Last Changed
2026-01-15T10:25:34Z
Rdap Nameservers
A1-12.akam.netA2-65.akam.netA26-66.akam.netA28-65.akam.net
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (12)

12
Belova, Larissa
Executive Officer · 2.5%
8021885
CHU, RODNEY, S
Executive Officer · 2.5%
4745030
Matthew Gerard Johnson
Executive Officer · 2.5%
3273404
JULIANI, PETER, S
Executive Officer · 2.5%
7560166
Lara, Richard
Executive Officer · 2.5%
7962425
JEFFREY GERARD MAGUIRE
Executive Officer · 2.5%
3110697
MATURO, MARIO
Executive Officer · 2.5%
7358005
Mayan, Adi
Executive Officer · 2.5%
8096617
THOMAS JAMES O'SHEA
Executive Officer · 2.5%
4803329
NICHOLAS PILE
Executive Officer · 2.5%
2727759
Stacey, Philip
Executive Officer · 2.5%
6434626
WHITE, AMY, D
Executive Officer · 2.5%
4073178