SourcingSourcing

BRICK & KYLE ASSOCIATES INC

B59
CRD 107771·SEC 801-55370·NEWTOWN, PA
AUM
$491.7M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRICK & KYLE ASSOCIATES INC
CRD
107771
SEC file #
801-55370
EIN
—
DBA names
—

Economics

AUM
$491.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$222.0M → $491.7M▲ +122%
Client mix
Individuals High Net Worth314
Individuals Other113

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
5 advisors → 3 advisors▼ -40%
Primary office
NEWTOWN PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/06/2026
ADV-W filed at
—
Website
brick-kyle.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BRICK, EDGAR, WILSON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
BRICK, EDGAR, WILSON
BRICK, ANDREW, WHITTEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BRICK-KYLE.COM
Rdap Domain Creation Date
1996-05-25T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-05-24T04:00:00Z
Rdap Domain Last Changed
2024-05-24T12:50:43Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
30291
Trust Company Affiliate
No

People (5)

5
BRICK, EDGAR, WILSON
IAR · Direct Owner · 87.5%
30291
LEWERS, JAMES, DONALD
IAR · Executive Officer · 2.5%
3031642
BRICK, ANDREW, WHITTEN
IAR · Executive Officer · 2.5%
2545233
BRICK, BETTY, DEANE
IAR · Executive Officer · 2.5%
2407824
Ian Alexander Brick
IAR
7792878