SourcingSourcing

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

B50
CRD 107777·SEC 801-32066·LAKE OSWEGO, OR
AUM
$758.3M
$500M-$1B
Est. Revenue
$7.6M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION
CRD
107777
SEC file #
801-32066
EIN
—
DBA names
—

Economics

AUM
$758.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$376.3M → $758.3M▲ +102%
Client mix
Individuals High Net Worth141
Individuals Other26
Charitable Organizations7
Pension Profit Sharing Plans2

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
LAKE OSWEGO OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
linkedin.com/company/progressiveinvestment(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE CARSTEN HENNINGSEN
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
THE CARSTEN HENNINGSEN
HENNINGSEN, CARSTEN, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:progressive.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
State Street1
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
HENNINGSEN, CARSTEN, MICHAEL
IAR · Executive Officer · 2.5%
1571524
CHARLTON, BRYCESON, ROBERT
IAR · Executive Officer · 2.5%
6293104
Plyley, Amanda, Summer Manning
Executive Officer · 2.5%
7878896
Cameron Stacey Roberts
IAR
5781974
DIANA JEAN KASPIC
IAR
2490711