SourcingSourcing

GS INVESTMENTS, INC.

C40
CRD 107782·SEC 801-56317·EAGAN, MN
AUM
$276.6M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$830K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GS INVESTMENTS, INC.
CRD
107782
SEC file #
801-56317
EIN
411743200
DBA names
Gs Investment Inc

Economics

AUM
$276.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$166.3M → $276.6M▲ +66%
Client mix
Individuals Other40
Individuals High Net Worth36
Charitable Organizations6
Corporations1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
EAGAN MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
gsinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STEINKE, JOHN, GLENN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
STEINKE, JOHN, GLENN
STEINKE, GLENN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GSINVESTMENTS.COM
Rdap Domain Creation Date
1999-04-02T05:00:00Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
6,127
Form 5500 Compensation Trajectory 3y
20256,127
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
6,127
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001714590
Edgar Registered
Yes
Edgar Filing Count
37
Edgar First Filing Date
2017-08-29
Edgar Last Filing Date
2026-05-06
Edgar 13f Count
36
Edgar 13f Latest AUM Estimate
Filing Date2026-05-06
Accession0001420506-26-000812

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2177
Soi Zip Pct 200k Plus
0.0517
Soi Zip Returns 200k Plus
280
Soi Zip Total AGI
446,666
Fdic Zip Total Deposits
18,407,836,000
Fdic Zip Branch Count
178
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Associated Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
860 BLUE GENTIAN ROADSUITE 200EAGAN, MN 55121
Business
860 BLUE GENTIAN ROADSUITE 200EAGAN, MN 55121
Edgar EIN
411743200
Edgar Recent Filings
13F-HR2026-05-06 · 0001420506-26-000812
13F-HR2026-02-09 · 0001420506-26-000222
Fdic Zip Branches Raw
Firstar Bank of Minnesota, National AssociationEagan, MN
Metropolitan Federal Bank, FSBEagan, MN
Fdic Zip HHI
2113.2
Fdic Zip Top Bank Share Pct
41.88
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-02T04:00:00Z
Rdap Domain Last Changed
2026-03-04T07:22:02Z
Rdap Nameservers
Ns1.honeycomb.netNs2.honeycomb.netNs3.honeycomb.netNs4.honeycomb.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI14,215
Returns1,100
Stub 2
AGI51,879
Returns1,370
Stub 3
AGI67,575
Returns1,100
Soi Zip Total Business Income
9,568
Soi Zip Total Cap Gains
19,586
Soi Zip Total Dividends
10,268
Soi Zip Total Returns
5,420
Top Owner CRD
1335477
Trust Company Affiliate
No

People (3)

3
STEINKE, JOHN, GLENN
Direct Owner · 62.5%
1335477
STEINKE, GLENN
IAR · Direct Owner · 17.5%
2364079
CUNNINGHAM, GREG, CHARLES
IAR · Direct Owner · 17.5%
2541370