SourcingSourcing

AVALON GLOBAL ASSET MANAGEMENT LLC

C38
CRD 107785·SEC 801-57032·SAN FRANCISCO, CA
AUM
$553.8M
$500M-$1B
Est. Revenue
$5.5M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AVALON GLOBAL ASSET MANAGEMENT LLC
CRD
107785
SEC file #
801-57032
EIN
943264434
DBA names
—

Economics

AUM
$553.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$164.7M → $553.8M▲ +236%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KUKACKA, NANCY, ANN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
KUKACKA, NANCY, ANN
CHRISTIAN, JEFFERY, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:avalonglobal.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001546564
Edgar Registered
Yes
Edgar Filing Count
15
Edgar First Filing Date
2012-04-26
Edgar Last Filing Date
2026-04-24
Edgar Form D Count
15
Edgar Form D Offerings
2026-04-242026-04-24 · 0001546564-26-000001
2025-04-242025-04-24 · 0001546564-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley6
E*trade4
Edgar Addresses
Mailing
100 PINE STSUITE 2260SAN FRANCISCO, CA 94111
Business
100 PINE STSUITE 2260SAN FRANCISCO, CA 94111
Edgar EIN
943264434
Edgar Recent Filings
D/A2026-04-24 · 0001546564-26-000001
D/A2025-04-24 · 0001546564-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1553037
Trust Company Affiliate
No

People (3)

3
KUKACKA, NANCY, ANN
Direct Owner · 62.5%
1553037
CHRISTIAN, JEFFERY, EDWARD
Direct Owner · 37.5%
4642964
PENDLETON, RICHARD, MATTHEW
Executive Officer · 2.5%
5442892