SourcingSourcing

DIAMANT ASSET MANAGEMENT, INC.

A65
CRD 107788·SEC 801-28801·RIDGEFIELD, CT
AUM
$211.5M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$635K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DIAMANT ASSET MANAGEMENT, INC.
CRD
107788
SEC file #
801-28801
EIN
061181335
DBA names
—

Economics

AUM
$211.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$149.8M → $211.5M▲ +41%
Client mix
Individuals High Net Worth59

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
RIDGEFIELD CT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
portfolioadvisor.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DIAMANT, HERBERT, ARTHUR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DIAMANT, HERBERT, ARTHUR
Diamant, Lisette
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PORTFOLIOADVISOR.COM
Rdap Domain Creation Date
1998-05-05T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001731124
Edgar Registered
Yes
Edgar Filing Count
36
Edgar First Filing Date
2018-02-13
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
34
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0001731124-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
440 MAIN STREET SUITE 201RIDGEFIELD, CT 06877
Business
440 MAIN STREET SUITE 201RIDGEFIELD, CT 06877
Edgar EIN
061181335
Edgar Recent Filings
13F-HR2026-04-22 · 0001731124-26-000002
13F-HR2026-02-06 · 0001731124-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-04T04:00:00Z
Rdap Domain Last Changed
2024-04-29T15:58:59Z
Rdap Nameservers
Ns75.domaincontrol.comNs76.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
603117
Trust Company Affiliate
No

People (5)

5
DIAMANT, HERBERT, ARTHUR
IAR · Direct Owner · 87.5%
603117
Diamant, Lisette
Executive Officer · 2.5%
7275506
Sheila Morgan
IAR
6415177
JEFFREY LEE SPEIGHT
IAR
2772688
MOERCHEN, GREGORY, ALLEN
IAR
2449896