SourcingSourcing

COMPASS CAPITAL MANAGEMENT INC

C33
CRD 107823·SEC 801-32238·MINNEAPOLIS, MN
AUM
$2.56B
$1B+
Est. Revenue
$25.6M
@ 1% on AUM
Est. EBITDA
$7.7M
@ 30% margin
Est. Deal Value
$61.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMPASS CAPITAL MANAGEMENT INC
CRD
107823
SEC file #
801-32238
EIN
460454087
DBA names
—

Economics

AUM
$2.56B
AUM band
$1B+
AUM trajectory
'20'26
$1.16B → $2.56B▲ +121%
Client mix
Individuals High Net Worth278
Individuals Other101
Pension Profit Sharing Plans30
Charitable Organizations21
Corporations13

Operations

Employees (total)
20
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
7 advisors → 10 advisors▲ +43%
Primary office
MINNEAPOLIS MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
linkedin.com/company/compass-capital-management-inc.(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KELLEY, CHARLES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
KELLEY, CHARLES
NIEBUHR, LEIGH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:compass.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
8
Form 5500 Total Compensation
610,463
Form 5500 Compensation Trajectory 3y
2025610,463
Form 5500 Plan Count Trajectory 3y
20258
Schedule C Total Compensation
610,463
Schedule C Service Provider Rows
8

SEC EDGAR

Edgar Cik
0001384042
Edgar Registered
Yes
Edgar Filing Count
77
Edgar First Filing Date
2008-02-12
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
74
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001062993-26-002606

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
401 EAST EIGHTH STREET, SUITE 319SIOUX FALLS, SD 57103
Business
401 EAST EIGHTH STREET, SUITE 319SIOUX FALLS, SD 57103
Edgar EIN
460454087
Edgar Recent Filings
13F-HR2026-05-14 · 0001062993-26-002606
13F-HR2026-02-11 · 0001062993-26-000798
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2660411
Trust Company Affiliate
No

People (17)

17
KELLEY, CHARLES
IAR · Direct Owner · 62.5%
2660411
NIEBUHR, LEIGH
IAR · Direct Owner · 17.5%
6150598
Kelley, Emily, B
Direct Owner · 17.5%
7090105
KELLEY, CHRISTOPHER, CHARLES
IAR · Executive Officer · 2.5%
5049750
KELLEY, SAMUEL, H
Executive Officer · 2.5%
7090248
Stern, Phillip, C
Executive Officer · 2.5%
4801504
Elizabeth Clare Alward
IAR
7923221
RISHI BISWAS
IAR
5809326
Rachel Rebecca Krube
IAR
7891509
Alyssa Blair Craggs
IAR
7884959
Jordan Elizabeth Thorpe
IAR
7884727
STARK, RICHARD, JOSEPH
IAR
4368264
JAY MICHAEL JACKLEY
IAR
2848785
MARK ANTHONY VITELLI
IAR
2532017
Jennifer Ann Oseth
IAR
7211410
CHRISTOPHER NUTH
IAR
6671034
MARK STEVEN HALVERSON
IAR
4097793