SourcingSourcing

SEAMOUNT FINANCIAL GROUP INC

B55
CRD 107834·SEC 801-56412·COLORADO SPRINGS, CO
AUM
$745.2M
$500M-$1B
Est. Revenue
$7.5M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SEAMOUNT FINANCIAL GROUP INC
CRD
107834
SEC file #
801-56412
EIN
841484228
DBA names
—

Economics

AUM
$745.2M
AUM band
$500M-$1B
AUM trajectory
'20'26
$388.0M → $745.2M▲ +92%
Client mix
Individuals Other304
Individuals High Net Worth181
Pension Profit Sharing Plans14
Corporations2

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
COLORADO SPRINGS CO
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
seamountfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Colafrancesco, Leon, Joseph
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
Colafrancesco, Leon, Joseph
Dorsett, Christopher, Robert
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SEAMOUNTFINANCIAL.COM
Rdap Domain Creation Date
1999-05-14T22:28:06Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
4
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002011267
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-14
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0002011267-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
90 SO CASCADE AVENUESUITE 970COLORADO SPRINGS, CO 80903
Business
90 SO CASCADE AVENUESUITE 970COLORADO SPRINGS, CO 80903
Edgar EIN
841484228
Edgar Recent Filings
13F-HR2026-04-24 · 0002011267-26-000002
13F-HR2026-01-26 · 0002011267-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-05-14T22:28:41Z
Rdap Domain Last Changed
2025-12-16T14:31:16Z
Rdap Nameservers
Dns1.registrar-servers.comDns2.registrar-servers.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1024686
Trust Company Affiliate
No

People (8)

8
Colafrancesco, Leon, Joseph
IAR · Direct Owner · 87.5%
1024686
MCLAUGHLIN, AARON, MATTHEW
IAR · Direct Owner · 7.5%
5909837
Dorsett, Christopher, Robert
IAR · Direct Owner · 7.5%
3042525
COLAFRANCESCO, REBECCA, LUZZI
Executive Officer · 2.5%
4628242
MUELLER, JAYE, DAWN
Executive Officer · 2.5%
4717909
Nicholas Dorsett
IAR
6719629
Michael James Healy
IAR
1091446
Patrick Thomas Healy
IAR
6883908