SourcingSourcing

TANDEM CAPITAL MANAGEMENT CORP

C41
CRD 107856·SEC 801-38764·WOODCLIFF LAKE, NJ
AUM
$279.7M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$839K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TANDEM CAPITAL MANAGEMENT CORP
CRD
107856
SEC file #
801-38764
EIN
223032447
DBA names
Tandem Capital Management, Inc.

Economics

AUM
$279.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$128.6M → $279.7M▲ +118%
Client mix
Individuals High Net Worth72
Individuals Other12
Corporations5
Pension Profit Sharing Plans4

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
WOODCLIFF LAKE NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
tandemcapitalmgmt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHENG, JEAN, FONG
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
SHENG, JEAN, FONG
WONG, LAUREN, LUAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TANDEMCAPITALMGMT.COM
Rdap Domain Creation Date
1998-07-02T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
5
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0000873759
Edgar Registered
Yes
Edgar Filing Count
30
Edgar First Filing Date
2020-03-04
Edgar Last Filing Date
2026-04-16
Edgar 13f Count
28
Edgar 13f Latest AUM Estimate
Filing Date2026-04-16
Accession0000873759-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
50 TICE BOULEVARDWOODCLIFF LAKE, NJ 07677
Business
50 TICE BOULEVARDWOODCLIFF LAKE, NJ 07677
Edgar EIN
223032447
Edgar Recent Filings
13F-HR2026-04-16 · 0000873759-26-000002
13F-HR2026-01-23 · 0000873759-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-07-01T04:00:00Z
Rdap Domain Last Changed
2024-07-03T20:54:16Z
Rdap Nameservers
Ns31.worldnic.comNs32.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4364118
Trust Company Affiliate
No

People (6)

6
SHENG, JEAN, FONG
Direct Owner · 62.5%
4364118
WONG, LAUREN, LUAN
IAR · Direct Owner · 37.5%
1625123
SHENG, KENT, G.
IAR · Direct Owner · 17.5%
1433450
YOUNG, PHUALIN
Executive Officer · 2.5%
1009183
ASHEEM ASTHANA
IAR
6473593
William Chen
IAR
7531815