SourcingSourcing

CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC

A76
CRD 107865·SEC 801-79218·FAIR HAVEN, NJ
AUM
$107.9M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$324K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CASTLE FINANCIAL & RETIREMENT PLANNING ASSOCIATES INC
CRD
107865
SEC file #
801-79218
EIN
—
DBA names
—

Economics

AUM
$107.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$70.7M → $107.9M▲ +53%
Client mix
Individuals Other113
Individuals High Net Worth33

Operations

Employees (total)
6
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
FAIR HAVEN NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
castlefinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PROCACCINO, ALPHONSE, ALBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PROCACCINO, ALPHONSE, ALBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Website Staleness Score
0.422
Web Signal Quality
ok
Wayback Last Material Change
2025-10-18T20:43:25.000Z
Wayback Snapshot Count
213
Wayback Snapshots Last 12mo
4
Wayback First Snapshot
2000-06-15T22:20:50.000Z
Wayback Last Snapshot
2025-10-18T20:43:25.000Z
Rdap Domain
CASTLEFINANCIAL.COM
Rdap Domain Creation Date
1996-10-08T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5951
Soi Zip Pct 200k Plus
0.4366
Soi Zip Returns 200k Plus
1,240
Soi Zip Total AGI
961,373
Fdic Zip Total Deposits
4,677,280,000
Fdic Zip Branch Count
78
Fdic Zip Top Banks
PNC Bank, National Association
Rumson-Fair Haven Bank and Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Tinton Falls State BankFair Haven, NJ
Tinton Falls State BankFair Haven, NJ
Fdic Zip HHI
1679.07
Fdic Zip Top Bank Share Pct
30.53
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-10-07T04:00:00Z
Rdap Domain Last Changed
2024-08-08T06:57:11Z
Rdap Nameservers
Ns7.worldnic.comNs8.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI4,841
Returns580
Stub 2
AGI8,981
Returns240
Stub 3
AGI10,171
Returns160
Soi Zip Total Business Income
25,951
Soi Zip Total Cap Gains
87,507
Soi Zip Total Dividends
29,295
Soi Zip Total Returns
2,840
Top Owner CRD
715731
Trust Company Affiliate
No
Wayback Avg Days Between Changes
69.1
Wayback Distinct Digest Count
135

People (1)

1
PROCACCINO, ALPHONSE, ALBERT
IAR · Direct Owner · 87.5%
715731