SourcingSourcing

FINANCIAL SERVICE GROUP INC

A67
CRD 107893·SEC 801-41991·MOUNT PLEASANT, WI
AUM
$215.0M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$645K
@ 30% margin
Est. Deal Value
$5.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL SERVICE GROUP INC
CRD
107893
SEC file #
801-41991
EIN
300281249
DBA names
—

Economics

AUM
$215.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$196.3M → $215.0M▲ +10%
Client mix
Individuals Other118
Individuals High Net Worth74

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
MOUNT PLEASANT WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
Hourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
01/23/2026
ADV-W filed at
—
Website
facebook.com/toyourwealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAUBRICH, MICHAEL, PHILLIP
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
HAUBRICH, MICHAEL, PHILLIP
D'ALIE, TERRI, LYNN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001352968
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2006-02-13
Edgar Last Filing Date
2010-05-12
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2010-05-12
Accession0000950123-10-048284

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2606
Soi Zip Pct 200k Plus
0.051
Soi Zip Returns 200k Plus
720
Soi Zip Total AGI
1,072,490
Fdic Zip Total Deposits
22,576,599,000
Fdic Zip Branch Count
502
Fdic Zip Top Banks
Johnson Bank
North Shore Bank, FSB

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
99 SUMMER ST.SUITE 1520BOSTON, MA 02110
Business
99 SUMMER ST.SUITE 1520BOSTON, MA 02110
Edgar EIN
300281249
Edgar Recent Filings
13F-HR2010-05-12 · 0000950123-10-048284
13F-HR2010-02-10 · 0000950123-10-010784
Fdic Zip Branches Raw
Bank of ElmwoodRacine, WI
Heritage Bank and TrustMount Pleasant Township, WI
Fdic Zip HHI
1132.49
Fdic Zip Top Bank Share Pct
27.95
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI43,556
Returns3,530
Stub 2
AGI114,033
Returns3,040
Stub 3
AGI141,555
Returns2,300
Soi Zip Total Business Income
17,789
Soi Zip Total Cap Gains
25,107
Soi Zip Total Dividends
15,548
Soi Zip Total Returns
14,120
Top Owner CRD
1092140
Trust Company Affiliate
No

People (4)

4
HAUBRICH, MICHAEL, PHILLIP
IAR · Direct Owner · 87.5%
1092140
D'ALIE, TERRI, LYNN
Executive Officer · 2.5%
1943710
VINCENT A TORTORICI
IAR
6371966
Thomas Joseph Kiernan
IAR
6745121