SourcingSourcing

CUMBERLAND ADVISORS, LLC

C33
CRD 107964·SEC 801-55344·SARASOTA, FL
AUM
$3.22B
$1B+
Est. Revenue
$32.2M
@ 1% on AUM
Est. EBITDA
$9.7M
@ 30% margin
Est. Deal Value
$77.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CUMBERLAND ADVISORS, LLC
CRD
107964
SEC file #
801-55344
EIN
—
DBA names
Cumberland Advisors

Economics

AUM
$3.22B
AUM band
$1B+
AUM trajectory
'20'26
$3.07B → $3.22B▲ +5%
Client mix
Individuals Other885
Individuals High Net Worth206
Other106
Corporations13
Charitable Organizations11

Operations

Employees (total)
36
Advisory staff (per ADV)
18
Advisory staff (5-yr trend)
'20'26
15 advisors → 18 advisors▲ +20%
Primary office
SARASOTA FL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
02/02/2026
ADV-W filed at
—
Website
google.com/business

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MID PENN BANCORP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
MID PENN BANCORP, INC.
JACKSON, DONNA, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GOOGLE.COM
Rdap Domain Creation Date
1997-09-15T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
60,732
Form 5500 Compensation Trajectory 3y
202633,316
202527,416
Form 5500 Plan Count Trajectory 3y
20252
20261
Schedule C Total Compensation
60,732
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
17
Bc Firm IAR Count
17
Custodian Candidates
Full
Charles Schwab6
Fidelity4
Pershing4
Morgan Stanley4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-09-14T04:00:00Z
Rdap Domain Last Changed
2019-09-09T15:39:04Z
Rdap Nameservers
Ns1.google.comNs2.google.comNs3.google.comNs4.google.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update ProhibitedServer Delete Prohibited
Trust Company Affiliate
No

People (19)

19
JACKSON, DONNA, MARIE
IAR · Executive Officer · 2.5%
6398847
PEASE, BENJAMIN, CURTIS
IAR · Executive Officer · 2.5%
4040232
MYERS, MARK, JAMES
IAR · Executive Officer · 2.5%
7080993
MCALEER, MATTHEW, CRAIG
IAR · Executive Officer · 2.5%
2215933
MOUSSEAU, JOHN, ROBERT
IAR · Executive Officer · 2.5%
1331715
STREIT, PHYLLIS, ANN
Executive Officer · 2.5%
5753254
CASELLA, GISELLE
Executive Officer · 2.5%
4998512
MICHAEL GUY BLACKMON
IAR
844779
SHAUN MICHAEL BURGESS
IAR
6341644
MICHAEL DENNIS MCNIVEN
IAR
5676699
Martina Kirsten Schmidt
IAR
7935885
Austin Michael Hackenberg
IAR
7987521
DANIEL TODD HIMELBERGER
IAR
6173258
PATRICIA MARY HEALY
IAR
1632609
Charles William Metzler
IAR
6862770
DAVID WILLIAM BERSON
IAR
7657029
IRA GLENN BARON
IAR
1954124
Kevin Kowalczyk
IAR
2262204
Rengan Krishnakumar
IAR
7919646