SourcingSourcing

AUXIER ASSET MANAGEMENT LLC

B51
CRD 107980·SEC 801-55757·AURORA, OR
AUM
$946.1M
$500M-$1B
Est. Revenue
$9.5M
@ 1% on AUM
Est. EBITDA
$2.8M
@ 30% margin
Est. Deal Value
$22.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AUXIER ASSET MANAGEMENT LLC
CRD
107980
SEC file #
801-55757
EIN
931248453
DBA names
Auxier Asset Management

Economics

AUM
$946.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$609.2M → $946.1M▲ +55%
Client mix
Individuals Other347
Individuals High Net Worth119
Corporations20
Charitable Organizations10
Pension Profit Sharing Plans9

Operations

Employees (total)
11
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
9 advisors → 6 advisors▼ -33%
Primary office
AURORA OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
auxierasset.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JA HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
JA HOLDINGS, INC.
AUXIER, JAMES, JEFFREY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AUXIERASSET.COM
Rdap Domain Creation Date
1998-06-29T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
36,310
Form 5500 Compensation Trajectory 3y
202536,310
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
36,310
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001105863
Edgar Registered
Yes
Edgar Filing Count
108
Edgar First Filing Date
2000-03-23
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
106
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001105863-26-000002
Edgar Former Names
AUXIER ASSET MANAGEMENT

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3056
Soi Zip Pct 200k Plus
0.1111
Soi Zip Returns 200k Plus
320
Soi Zip Total AGI
328,687

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
15668 NE EILERS RDAURORA, OR 97002
Business
15668 NE EILERS RDAURORA, OR 97002
Edgar EIN
931248453
Edgar Recent Filings
13F-HR2026-05-14 · 0001105863-26-000002
13F-HR2026-02-17 · 0001105863-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-28T04:00:00Z
Rdap Domain Last Changed
2025-05-29T07:11:58Z
Rdap Nameservers
Dan.ns.cloudflare.comLeah.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI8,095
Returns660
Stub 2
AGI22,156
Returns590
Stub 3
AGI26,322
Returns430
Soi Zip Total Business Income
10,909
Soi Zip Total Cap Gains
35,694
Soi Zip Total Dividends
11,384
Soi Zip Total Returns
2,880
Trust Company Affiliate
No

People (6)

6
WIDOLFF, LILLIAN, MARIE
IAR · Executive Officer · 2.5%
2395068
AUXIER, JAMES, JEFFREY
IAR · Executive Officer · 2.5%
1085665
Luke N Auxier
IAR
7811916
Mitchell Paul Iliyn
IAR
7170528
CHRISTINA LEE MILLS BADRICK
IAR
2017632
James Edward Auxier
IAR
6865653