SourcingSourcing

BOURGEON CAPITAL MANAGEMENT LLC

C49
CRD 108054·SEC 801-56289·DARIEN, CT
AUM
$1.07B
$1B+
Est. Revenue
$10.7M
@ 1% on AUM
Est. EBITDA
$3.2M
@ 30% margin
Est. Deal Value
$25.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BOURGEON CAPITAL MANAGEMENT LLC
CRD
108054
SEC file #
801-56289
EIN
000000000
DBA names
—

Economics

AUM
$1.07B
AUM band
$1B+
AUM trajectory
'20'26
$344.1M → $1.07B▲ +210%
Client mix
Individuals High Net Worth178
Individuals Other113
Pension Profit Sharing Plans21
Corporations5
Charitable Organizations3

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
DARIEN CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
bourgeoncapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZARO, JOHN, ANIBLO
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
ZARO, JOHN, ANIBLO
DRYNAN, LAURA, KIM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BOURGEONCAPITAL.COM
Rdap Domain Creation Date
1999-12-27T16:57:13Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001103692
Edgar Registered
Yes
Edgar Filing Count
9
Edgar First Filing Date
2005-09-29
Edgar Last Filing Date
2016-02-11
Edgar Form D Count
7
Edgar Form D Offerings
2016-02-112016-02-11 · 0001103692-16-000003
2015-02-112015-02-11 · 0001103692-15-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
C/O BOURGEON CAPITAL MANAGEMENT LLC777 POST ROADDARIEN, CT 06820
Business
777 POST ROADDARIEN, CT 06820
Edgar EIN
000000000
Edgar Recent Filings
D/A2016-02-11 · 0001103692-16-000003
D/A2015-02-11 · 0001103692-15-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-27T16:57:13Z
Rdap Domain Last Changed
2021-10-28T07:34:04Z
Rdap Nameservers
Ns10.dnsmadeeasy.comNs11.dnsmadeeasy.comNs12.dnsmadeeasy.comNs13.dnsmadeeasy.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
715399
Trust Company Affiliate
No

People (6)

6
ZARO, JOHN, ANIBLO
IAR · Direct Owner · 62.5%
715399
DRYNAN, LAURA, KIM
IAR · Direct Owner · 17.5%
2160154
MALLOZZI, JOHN, SPENCER
IAR · Executive Officer · 2.5%
4562250
Pollack, Laura, S
Executive Officer · 2.5%
8056261
Zaro, Reilyn, Bethany
Executive Officer · 2.5%
8056258
Richard Estep Hall
IAR
6659326