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JAFFE ASSET MANAGEMENT LLC

A75
CRD 108082·SEC 801-136067·BEVERLY HILLS, CA
AUM
$116.2M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$349K
@ 30% margin
Est. Deal Value
$2.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JAFFE ASSET MANAGEMENT LLC
CRD
108082
SEC file #
801-136067
EIN
—
DBA names
—

Economics

AUM
$116.2M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals High Net Worth39
Individuals Other19

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
BEVERLY HILLS CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JAFFE, MARSHALL, ROBERT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JAFFE, MARSHALL, ROBERT
KULMAN, ELLIE, KAREN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
11,484
Form 5500 Compensation Trajectory 3y
202511,484
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
11,484
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
827555
Trust Company Affiliate
No

People (2)

2
JAFFE, MARSHALL, ROBERT
IAR · Direct Owner · 87.5%
827555
KULMAN, ELLIE, KAREN
Direct Owner · 7.5%
4370584