SourcingSourcing

PINNACLE HOLDINGS, LLC

B56
CRD 108086·SEC 801-57298·TULSA, OK
AUM
$508.3M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PINNACLE HOLDINGS, LLC
CRD
108086
SEC file #
801-57298
EIN
204065035
DBA names
Pinnacle Investment Advisors

Economics

AUM
$508.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$448.2M → $508.3M▲ +13%
Client mix
Individuals Other330
Individuals High Net Worth128
Pension Profit Sharing Plans12
Corporations12
Charitable Organizations9

Operations

Employees (total)
7
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
7 advisors → 6 advisors▼ -14%
Primary office
TULSA OK
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwabmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMHourly chargesPerformance-based fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
pinnacleholdings.net

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KRAMER, ROBERT, BRETT
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
13
Control Persons
KRAMER, ROBERT, BRETT
POARCH, DAVID, MONROE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PINNACLEHOLDINGS.NET
Rdap Domain Creation Date
2006-02-22T20:25:15Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
796,923
Form 5500 Compensation Trajectory 3y
2025796,923
20240
Form 5500 Plan Count Trajectory 3y
20255
20241
Schedule C Total Compensation
796,923
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0001411784
Edgar Registered
Yes
Edgar Filing Count
78
Edgar First Filing Date
2008-02-08
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
77
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001411784-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Window
Charles Schwab8
Full
Charles Schwab20
Jpmorgan6
E*trade4
Edgar Addresses
Mailing
1616 EAST 15TH STREETTULSA, OK 74120
Business
1616 EAST 15TH STREETTULSA, OK 74120
Edgar EIN
204065035
Edgar Recent Filings
13F-HR2026-05-08 · 0001411784-26-000004
13F-HR2026-02-12 · 0001411784-26-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-22T20:25:15Z
Rdap Domain Last Changed
2026-02-16T15:04:16Z
Rdap Nameservers
Ns1.tulsaconnect.comNs2.tulsaconnect.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
1934782
Trust Company Affiliate
No

People (13)

13
POARCH, DAVID, MONROE
IAR · Direct Owner · 17.5%
1572445
KRAMER, ROBERT, BRETT
IAR · Direct Owner · 17.5%
1934782
BURGHART, SUSAN, HOKE SMITH
Direct Owner · 7.5%
5644786
POSEY, JAMES, ANDREW
Direct Owner · 7.5%
1855220
BOYER, AIMEE, NICOLE
IAR · Executive Officer · 2.5%
5920311
Fowler, Jayme, Don
IAR · Executive Officer · 2.5%
1307298
CAVANAUGH, LAMONT, EDWARD
Executive Officer · 2.5%
5639805
CAROL VIRGINIA POARCH
Executive Officer · 2.5%
1572531
POSEY, TIMOTHY, STEVEN
Executive Officer · 2.5%
4374217
Roberts, Dorothy, L
Executive Officer · 2.5%
6955119
ROSS OWEN SWIMMER
Executive Officer · 2.5%
4374214
ROBERT WILIAM MOORE
IAR
2602111
KANTOR, JOEL, BERNARD
IAR
714198