SourcingSourcing

USI ADVISORS, INC.

C20
CRD 108113·SEC 801-56622·GLASTONBURY, CT
AUM
$56.28B
$1B+
Est. Revenue
$562.8M
@ 1% on AUM
Est. EBITDA
$168.8M
@ 30% margin
Est. Deal Value
$1.35B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
USI ADVISORS, INC.
CRD
108113
SEC file #
801-56622
EIN
—
DBA names
Usi Advisors

Economics

AUM
$56.28B
AUM band
$1B+
AUM trajectory
'20'26
$17.65B → $56.28B▲ +219%
Client mix
Pension Profit Sharing Plans845
Corporations297
State Or Municipal Govt107
Charitable Organizations71
Banking Institutions20

Operations

Employees (total)
79
Advisory staff (per ADV)
48
Advisory staff (5-yr trend)
'20'26
34 advisors → 48 advisors▲ +41%
Primary office
GLASTONBURY CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — businessesPension consultingSelection of other advisersOther Advisory Services
Fee basis
% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
usiadvisorsinc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
USIC INVESTMENT GROUP INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
USIC INVESTMENT GROUP INC.
BRUNO, SARAH, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
USIADVISORSINC.COM
Rdap Domain Creation Date
2009-07-08T19:24:39Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
347
Form 5500 Total Compensation
11,644,671
Form 5500 Compensation Trajectory 3y
202511,180,285
2026464,386
Form 5500 Plan Count Trajectory 3y
2025331
202616
Schedule C Total Compensation
11,644,671
Schedule C Service Provider Rows
347

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
26
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab4
Fidelity4
E*trade4
Fee Schedule
Bracket Ix80
Bracket Xii16
Bracket Xi4
Bracket I0
Bracket Ii0
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-07-08T19:24:39Z
Rdap Domain Last Changed
2026-01-27T18:05:30Z
Rdap Nameservers
Pdns03.domaincontrol.comPdns04.domaincontrol.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (53)

53
TREMKO, WILLIAM MICHAEL
IAR · Executive Officer · 2.5%
4495149
BRUNO, SARAH, J
IAR · Executive Officer · 2.5%
5090813
ROBIDOUX, MELINDA MCDONALD
IAR · Executive Officer · 2.5%
2848093
WELZ, MICHAEL, NMN
Executive Officer · 2.5%
4308110
CURLEY, MARY
Executive Officer · 2.5%
8207294
KAPPUS, DAVID L
Executive Officer · 2.5%
6837749
TRUONG QUOC TANG
IAR
4531461
JAMES MATHEW FRITS
IAR
2879566
Austin Webb Robinson
IAR
7238041
DAVID TYLER HINDERMANN
IAR
4724061
KENT LOUIS ACCOLA
IAR
5998980
ALBA TEDONE
IAR
5850769
TRACY SUE VAN HORN
IAR
5233653
STEPHEN LEE YEUNG
IAR
5687876
DOUGLAS JOHN LAMENDOLA
IAR
5687875
MICHAEL THOMAS VAN DER VELDEN
IAR
1556739
JAMES ALAN CUTLER
IAR
3052043
DEREK JAMES BAILEY
IAR
5234225
Alex W Cabe
IAR
6987624
RYAN H BOUTWELL
IAR
4321586
STUART SELLARS WALLACE
IAR
3138253
MARVIN DEAVER
IAR
2726857
Daniel Forester
IAR
8135677
MICHAEL W WYMAN
IAR
3019812
RICARDO L RODRIGUEZ
IAR
4701099
SCOTT R WASKIEWICZ
IAR
6318015
LISA Marie RIOS
IAR
6766790
BOB RAY CROSS
IAR
2379247
CHRISTOPHER JOHN MARTIN
IAR
4116944
BORIS MICHAEL NATYSHAK
IAR
2129763
Ryan Michael Wimbush
IAR
7624938
KATHLEEN ANN SEBETKA
IAR
4252131
SANDRA CROSS
IAR
6421991
Edward Brett Bronkhorst
IAR
6854756
DAVID MICHAEL BRISNEHAN
IAR
5464653
Philip Charles Wellde
IAR
4279597
MELODY THOMAS
IAR
4400420
PAUL WARREN DENU
IAR
2137630
Nikolas Eugene Venuto
IAR
7298474
MICHAEL SCOTT BANKS
IAR
6927524
PATRICK MARTIN EDWARDS
IAR
5375696
CRYSTAL ANN HILL
IAR
6708869
Pamela E Minish
IAR
2458939
BELLE REA PLATEROTI
IAR
7014841
BART EDWARD BALLINGER
IAR
2304993
Daniel Robert Casella
IAR
3092169
JOSEPH FRANK DEROSA
IAR
4046934
Stuart Howard Herskowitz
IAR
2279911
Brenda J Bachman
IAR
4924561
Eric Matthew Sholberg
IAR
4705273
JOSEPH MICHAEL MATTIA
IAR
3204235
JONATHAN BLAIR ZEIGER
IAR
2447142
BRIAN KULIK
IAR
6089945