SourcingSourcing

SUNDVOLD CAPITAL MANAGEMENT LLC

B63
CRD 108176·SEC 801-57007·COLUMBIA, MO
AUM
$232.9M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$699K
@ 30% margin
Est. Deal Value
$5.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SUNDVOLD CAPITAL MANAGEMENT LLC
CRD
108176
SEC file #
801-57007
EIN
—
DBA names
Sundvold Financial

Economics

AUM
$232.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$94.7M → $232.9M▲ +146%
Client mix
Individuals Other480

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
6 advisors → 5 advisors▼ -17%
Primary office
COLUMBIA MO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/13/2026
ADV-W filed at
—
Website
sundvold.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SUNDVOLD, JON, THOMAS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SUNDVOLD, JON, THOMAS
ENGLAND, BRYAN, ASHLEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SUNDVOLD.COM
Rdap Domain Creation Date
1999-08-13T19:39:44Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (15)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Fee Schedule
Bracket I50
Bracket X35
Bracket Vi10
Bracket Xi5
Bracket Ii0
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-13T19:39:31Z
Rdap Domain Last Changed
2025-06-14T08:47:31Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1881034
Trust Company Affiliate
No

People (6)

6
SUNDVOLD, JON, THOMAS
IAR · Direct Owner · 87.5%
1881034
ENGLAND, BRYAN, ASHLEY
IAR · Executive Officer · 2.5%
4629110
ROBERT O. WEAGLEY
IAR
4629112
GREGORY DEAN HOLLOWAY
IAR
2339837
RICHARD KEVIN BARTOLACCI
IAR
2539103
Wilson Sundvold
IAR
7045965