SourcingSourcing

NOMURA ASSET MANAGEMENT U.S.A. INC

C33
CRD 108222·SEC 801-12129·NEW YORK, NY
AUM
$576.3M
$500M-$1B
Est. Revenue
$5.8M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NOMURA ASSET MANAGEMENT U.S.A. INC
CRD
108222
SEC file #
801-12129
EIN
000000000
DBA names
Nomura Asset Management U.s.a. Inc.

Economics

AUM
$576.3M
AUM band
$500M-$1B
AUM trajectory
'20'26
$475.4M → $576.3M▲ +21%
Client mix
Investment Companies2
Pooled Investment Vehicles1
Pension Profit Sharing Plans1

Operations

Employees (total)
25
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
6 advisors → 7 advisors▲ +17%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
01/20/2026
ADV-W filed at
—
Website
nomura.com/nam-usa

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NOMURA ASSET MANAGEMENT CO.,
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
7
Control Persons
NOMURA ASSET MANAGEMENT CO.,
Aloupis, Steven, Nicholas
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NOMURA.COM
Rdap Domain Creation Date
1994-05-20T04:00:00Z
Rdap Firm Age Years
32
Rdap Firm Age Band
20+y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001610858
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2014-06-13
Edgar Last Filing Date
2014-06-13
Edgar Form D Count
1
Edgar Form D Offerings
2014-06-132014-06-13 · 0001610858-14-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
309 WEST 49TH STREET, 19TH FLOORNEW YORK, NY 10019
Business
309 WEST 49TH STREET, 19TH FLOORNEW YORK, NY 10019
Edgar EIN
000000000
Edgar Recent Filings
D2014-06-13 · 0001610858-14-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-05-21T04:00:00Z
Rdap Domain Last Changed
2026-05-17T05:04:06Z
Rdap Nameservers
Ns10.nomura.comNs11.nomura.comNs12.nomura.comNs13.nomura.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedServer Delete ProhibitedServer Transfer ProhibitedServer Update Prohibited
Trust Company Affiliate
Yes

People (6)

6
ALOUPIS, STEVEN NICHOLAS
Executive Officer · 2.5%
2498339
ANDOH, YUSUKE, NMN
Executive Officer · 2.5%
7911478
CHIULLI, EUGENE JAMES
Executive Officer · 2.5%
2976702
DANIELE, NEIL, ANTHONY
Executive Officer · 2.5%
1180331
STARK, ROBERT
Executive Officer · 2.5%
6432041
SUZUKI, KENNETH, NMN
Executive Officer · 2.5%
7900148