ICON ADVISERS, INC.

CRD

108268

SEC file #

801-38868

EIN

841166639

DBA names

—

Economics

AUM

$875.9M

AUM band

$500M-$1B

AUM trajectory

'20 · $1.45B

'21 · $1.09B

'22 · $836.9M

'23 · $805.0M

'25 · $793.6M

'26 · $875.9M

'20'26

$1.45B → $875.9M▼ -39%

sec adv history

Client mix

Individuals Other	283
Individuals High Net Worth	7
Investment Companies	7

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 6 advisors

'21 · 4 advisors

'22 · 4 advisors

'23 · 4 advisors

'25 · 5 advisors

'26 · 5 advisors

'20'26

6 advisors → 5 advisors▼ -17%

sec adv history

Primary office

GREENWOOD VILLAGE CO

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesOther Advisory Services

Fee basis

% of AUMOther Compensation

Filings

Latest ADV filing

03/13/2026

ADV-W filed at

—

Website

investwithicon.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

ICON MANAGEMENT & RESEARCH

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

ICON MANAGEMENT & RESEARCH

CALLAHAN, BRIAN, THOMAS

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

INVESTWITHICON.COM

Rdap Domain Creation Date

2010-12-03T15:25:17Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

Form 5500 Compensation Trajectory 3y

2024

Form 5500 Plan Count Trajectory 3y

2024

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001058470

Edgar Registered

Yes

Edgar Filing Count

125

Edgar First Filing Date

1999-10-07

Edgar Last Filing Date

2026-05-13

Edgar 13f Count

122

Edgar 13f Latest AUM Estimate

Filing Date2026-05-13

Accession0001058470-26-000003

Edgar Former Names

MERIDIAN INVESTMENT MANAGEMENT CORP/CO

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	9
E*trade	4

adv brochure

Edgar Addresses

Mailing

8480 ORCHARD ROADSUITE 1200GREENWOOD VILLAGE, CO 80111

Business

8480 ORCHARD ROADSUITE 1200GREENWOOD VILLAGE, CO 80111

Edgar EIN

841166639

Edgar Recent Filings

13F-HR2026-05-13 · 0001058470-26-000003

13F-HR2026-02-13 · 0001058470-26-000002

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2026-12-03T15:25:17Z

Rdap Domain Last Changed

2025-12-04T12:52:21Z

Rdap Nameservers

Ns39.domaincontrol.comNs40.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate