SourcingSourcing

GOODWIN CAPITAL ADVISERS, INC.

C43
CRD 108290·SEC 801-8177·HARTFORD, CT
AUM
$986.6M
$500M-$1B
Est. Revenue
$9.9M
@ 1% on AUM
Est. EBITDA
$3.0M
@ 30% margin
Est. Deal Value
$23.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GOODWIN CAPITAL ADVISERS, INC.
CRD
108290
SEC file #
801-8177
EIN
135155720
DBA names
—

Economics

AUM
$986.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$892.7M → $986.6M▲ +11%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
9
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
HARTFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
conning.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CONNING & COMPANY
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
CONNING & COMPANY
BRADFORD, LINWOOD, EARLE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CONNING.COM
Rdap Domain Creation Date
1995-11-25T05:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Compensation
697,772
Form 5500 Compensation Trajectory 3y
2025697,772
Form 5500 Plan Count Trajectory 3y
20253
Schedule C Total Compensation
697,772
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001399507
Edgar Registered
Yes
Edgar Filing Count
30
Edgar First Filing Date
2007-05-15
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
21
Edgar 13f Latest AUM Estimate
Filing Date2011-11-10
Accession0001193125-11-305749

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
State Street2
Edgar Addresses
Mailing
ONE FINANCIAL PLAZAHARTFORD, CT 06103
Business
ONE FINANCIAL PLAZAHARTFORD, CT 06103
Edgar EIN
135155720
Edgar Recent Filings
13F-NT2026-04-30 · 0001399507-26-000003
13F-NT2026-02-05 · 0001399507-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-24T05:00:00Z
Rdap Domain Last Changed
2021-09-25T08:15:09Z
Rdap Nameservers
Ns11.worldnic.comNs12.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (9)

9
BRADFORD, LINWOOD EARLE JR
Executive Officer · 2.5%
4179446
DALY, MATTHEW KENNETH
Executive Officer · 2.5%
2638773
LEE, JUNG WON
Executive Officer · 2.5%
2791334
PEARCE, ROBERT STEDMAN
Executive Officer · 2.5%
1991468
SEGA, RICHARD, LOUIS
Executive Officer · 2.5%
2241037
SMALLEY, VI (VIOLA) R.
Executive Officer · 2.5%
5899872
BEAULIEU, CYNTHIA, ANNE
Executive Officer · 2.5%
5033868
RYAN, LYNN, MARIE
Executive Officer · 2.5%
2961638
JAMES TRUEMAN
IAR
1185171