SourcingSourcing

CFG WEALTH MANAGEMENT SERVICES INC

A66
CRD 108351·SEC 801-135897·INDIANAPOLIS, IN
AUM
$110.2M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$331K
@ 30% margin
Est. Deal Value
$2.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CFG WEALTH MANAGEMENT SERVICES INC
CRD
108351
SEC file #
801-135897
EIN
351940574
DBA names
—

Economics

AUM
$110.2M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals High Net Worth41
Individuals Other23
Charitable Organizations3
Corporations1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
—
Primary office
INDIANAPOLIS IN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PUCKETT, MICHAEL, DILLARD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
PUCKETT, MICHAEL, DILLARD
HARRIER, JONATHAN, WAYNE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:cfg.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002133547
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-05-07
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0002133547-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
9840 WESTPOINT DRIVESUITE 150INDIANAPOLIS, 46256Unknown
Business
9840 WESTPOINT DRIVESUITE 150INDIANAPOLIS, IN 46256
Edgar EIN
351940574
Edgar Recent Filings
13F-HR2026-05-07 · 0002133547-26-000002
13F-HR2026-05-07 · 0002133547-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1022606
Trust Company Affiliate
No

People (2)

2
PUCKETT, MICHAEL, DILLARD
IAR · Direct Owner · 87.5%
1022606
HARRIER, JONATHAN, WAYNE
IAR · Direct Owner · 37.5%
2940130