SourcingSourcing

ZAIS GROUP LLC

C35
CRD 108371·SEC 801-54979·HOLMDEL, NJ
AUM
$5.26B
$1B+
Est. Revenue
$52.6M
@ 1% on AUM
Est. EBITDA
$15.8M
@ 30% margin
Est. Deal Value
$126.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ZAIS GROUP LLC
CRD
108371
SEC file #
801-54979
EIN
000000000
DBA names
Zais Group

Economics

AUM
$5.26B
AUM band
$1B+
AUM trajectory
'20'26
$6.03B → $5.26B▼ -13%
Client mix
Pooled Investment Vehicles27
Other2
Pension Profit Sharing Plans1

Operations

Employees (total)
46
Advisory staff (per ADV)
19
Advisory staff (5-yr trend)
'20'26
22 advisors → 19 advisors▼ -14%
Primary office
HOLMDEL NJ
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
zaisgroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZAIS GROUP HOLDINGS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
ZAIS GROUP HOLDINGS, INC.
CURRY, DANIEL, ALEXANDER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ZAISGROUP.COM
Rdap Domain Creation Date
1998-02-11T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001371836
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2006-07-28
Edgar Last Filing Date
2017-10-26
Edgar Form D Count
10
Edgar Form D Offerings
2017-10-262017-10-26 · 0001371836-17-000001
2016-10-282016-10-28 · 0001371836-16-000003
Edgar Former Names
ZAIS OPPORTUNITY DOMESTIC FEEDER FUND L P

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5461
Soi Zip Pct 200k Plus
0.3459
Soi Zip Returns 200k Plus
2,850
Soi Zip Total AGI
2,121,683
Fdic Zip Total Deposits
17,794,803,000
Fdic Zip Branch Count
227
Fdic Zip Top Banks
PNC Bank, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon43
U.s. Bank29
State Street4
E*trade4
Morgan Stanley2
Edgar Addresses
Mailing
TWO BRIDGE AVENUE, SUITE 322RED BANK, NJ 07701-1106
Business
TWO BRIDGE AVENUE, SUITE 322RED BANK, NJ 07701-1106
Edgar EIN
000000000
Edgar Recent Filings
D/A2017-10-26 · 0001371836-17-000001
D/A2016-10-28 · 0001371836-16-000003
Fdic Zip Branches Raw
The Central Jersey Bank and Trust CompanyHolmdel, NJ
Shadow Lawn Savings Bank, SLAHolmdel, NJ
Fdic Zip HHI
1681.95
Fdic Zip Top Bank Share Pct
33.76
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-02-10T05:00:00Z
Rdap Domain Last Changed
2025-12-12T07:22:24Z
Rdap Nameservers
Ns0.dnsmadeeasy.comNs1.dnsmadeeasy.comNs2.dnsmadeeasy.comNs3.dnsmadeeasy.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI15,665
Returns1,610
Stub 2
AGI27,850
Returns760
Stub 3
AGI48,665
Returns780
Soi Zip Total Business Income
80,203
Soi Zip Total Cap Gains
151,173
Soi Zip Total Dividends
77,338
Soi Zip Total Returns
8,240
Trust Company Affiliate
No

People (6)

6
CURRY, DANIEL, ALEXANDER
Executive Officer · 2.5%
6926025
ZUGEL, CHRISTIAN, MARKUS
Executive Officer · 2.5%
2768757
LENSBORN, SEAN, ERIK
Executive Officer · 2.5%
4125994
MOTANI, NISHA, KESHAVJI
Executive Officer · 2.5%
6737773
Russo, Mark, Andrew
Executive Officer · 2.5%
6773416
RYAN, KELLY, ANNE
Executive Officer · 2.5%
6821920