SourcingSourcing

GREENBERG GARY LOUIS

B64
CRD 108423·SEC 801-24149·EDEN PRAIRIE, MN
AUM
$141.1M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$423K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GREENBERG GARY LOUIS
CRD
108423
SEC file #
801-24149
EIN
—
DBA names
Gary L. Greenberg

Economics

AUM
$141.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$131.6M → $141.1M▲ +7%
Client mix
Individuals Other34
Individuals High Net Worth29
Charitable Organizations3
Other1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
EDEN PRAIRIE MN
Branches
Count1

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/in/gary-l-greenberg-5881528(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GREENBERG, GARY, LOUIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GREENBERG, GARY, LOUIS
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4238
Soi Zip Pct 200k Plus
0.1697
Soi Zip Returns 200k Plus
1,470
Soi Zip Total AGI
1,068,778
Fdic Zip Total Deposits
40,025,000
Fdic Zip Branch Count
6
Fdic Zip Top Banks
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Fidelity2
Fdic Zip Branches Raw
Wells Fargo Bank, National AssociationEden Prairie, MN
Wells Fargo Bank, National AssociationEden Prairie, MN
Fdic Zip HHI
10,000
Fdic Zip Top Bank Share Pct
100
Fdic Zip Year
2020
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI19,801
Returns1,750
Stub 2
AGI47,345
Returns1,270
Stub 3
AGI67,247
Returns1,090
Soi Zip Total Business Income
30,277
Soi Zip Total Cap Gains
40,473
Soi Zip Total Dividends
26,005
Soi Zip Total Returns
8,660
Top Owner CRD
4343796
Trust Company Affiliate
No

People (1)

1
GREENBERG, GARY, LOUIS
IAR · Direct Owner · 87.5%
4343796