SourcingSourcing

GRATTAN FINANCIAL STRATEGIES, INC.

B59
CRD 108449·SEC 801-55656·SAN GABRIEL, CA
AUM
$352.8M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GRATTAN FINANCIAL STRATEGIES, INC.
CRD
108449
SEC file #
801-55656
EIN
—
DBA names
—

Economics

AUM
$352.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$207.1M → $352.8M▲ +70%
Client mix
Individuals Other285
Individuals High Net Worth28

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
SAN GABRIEL CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesCommissions

Filings

Latest ADV filing
01/07/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRATTAN, GEORGENE, MARIE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
GRATTAN, GEORGENE, MARIE
GRATTAN, CHRIS, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3384
Soi Zip Pct 200k Plus
0.1382
Soi Zip Returns 200k Plus
1,560
Soi Zip Total AGI
1,199,422
Fdic Zip Total Deposits
6,268,075,000
Fdic Zip Branch Count
26
Fdic Zip Top Banks
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Wells Fargo Bank, National AssociationSan Gabriel, CA
Wells Fargo Bank, National AssociationSan Gabriel, CA
Fdic Zip HHI
10,000
Fdic Zip Top Bank Share Pct
100
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI33,122
Returns2,800
Stub 2
AGI77,606
Returns2,120
Stub 3
AGI87,922
Returns1,430
Soi Zip Total Business Income
44,288
Soi Zip Total Cap Gains
54,392
Soi Zip Total Dividends
25,273
Soi Zip Total Returns
11,290
Top Owner CRD
1085145
Trust Company Affiliate
No

People (3)

3
GRATTAN, GEORGENE, MARIE
IAR · Direct Owner · 62.5%
1085145
GRATTAN, CHRIS, MICHAEL
Direct Owner · 37.5%
2903668
GRATTAN, DANIEL, VINCENT
IAR · Direct Owner · 17.5%
4284680