SourcingSourcing

IRONWOOD INVESTMENT MANAGEMENT, LLC

B64
CRD 108467·SEC 801-55081·BOSTON, MA
AUM
$278.2M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$834K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
IRONWOOD INVESTMENT MANAGEMENT, LLC
CRD
108467
SEC file #
801-55081
EIN
043386084
DBA names
—

Economics

AUM
$278.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$147.4M → $278.2M▲ +89%
Client mix
Individuals High Net Worth288
Pooled Investment Vehicles1

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
ironwoodinvestmentmanagement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COLLINS, DONALD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
COLLINS, DONALD
REIDY, SHANTELLE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
IRONWOODINVESTMENTMANAGEMENT.COM
Rdap Domain Creation Date
2006-04-12T21:33:56Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001127761
Edgar Registered
Yes
Edgar Filing Count
263
Edgar First Filing Date
2001-02-12
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
103
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001376474-26-000378
Edgar Form D Count
1
Edgar Form D Offerings
2017-03-312017-03-31 · 0000909012-17-000078
Edgar Former Names
IRONWOOD CAPITAL MANAGEMENT LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Interactive Brokers3
Edgar Addresses
Mailing
67 BATTERYMARCH STREET,3RD FLOORBOSTON, MA 02110
Business
67 BATTERYMARCH STREET,3RD FLOORBOSTON, MA 02110
Edgar EIN
043386084
Edgar Recent Filings
13F-HR2026-05-15 · 0001376474-26-000378
13F-HR2026-02-12 · 0001376474-26-000161
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-12T21:33:56Z
Rdap Domain Last Changed
2024-02-12T09:57:04Z
Rdap Nameservers
Ns1.verio.comNs2.verio.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
858475
Trust Company Affiliate
No

People (3)

3
COLLINS, DONALD
IAR · Direct Owner · 87.5%
858475
REIDY, SHANTELLE
Executive Officer · 2.5%
5757860
WARREN JOHN ISABELLE
IAR
2152550