SourcingSourcing

ALLIANCEBERNSTEIN L.P.

C35
CRD 108477·SEC 801-56720·NASHVILLE, TN
AUM
$763.40B
$1B+
Est. Revenue
$7.63B
@ 1% on AUM
Est. EBITDA
$2.29B
@ 30% margin
Est. Deal Value
$18.32B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLIANCEBERNSTEIN L.P.
CRD
108477
SEC file #
801-56720
EIN
000000000
DBA names
—

Economics

AUM
$763.40B
AUM band
$1B+
AUM trajectory
'20'26
$486.96B → $763.40B▲ +57%
Client mix
Individuals High Net Worth25,513
Charitable Organizations2,289
Corporations1,219
Pension Profit Sharing Plans539
Pooled Investment Vehicles412

Operations

Employees (total)
4,204
Advisory staff (per ADV)
1,616
Advisory staff (5-yr trend)
'20'26
2,127 advisors → 1,616 advisors▼ -24%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMSubscription feesFixed feesCommissions

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
twitter.com/ab_insights(social)

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLIANCEBERNSTEIN HOLDING L.P.
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
20
Control Persons
ALLIANCEBERNSTEIN HOLDING L.P.
ALPHA UNITS HOLDINGS, INC.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:twitter.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
21
Form 5500 Total Participants
13,619
Form 5500 Total Compensation
9,136,357
Form 5500 Compensation Trajectory 3y
20258,762,688
2026373,669
20240
Form 5500 Plan Count Trajectory 3y
202512
20247
20262
Schedule C Total Compensation
9,136,357
Schedule C Service Provider Rows
21

SEC EDGAR

Edgar Cik
0001488966
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2010-04-15
Edgar Last Filing Date
2010-04-15
Edgar Form D Count
1
Edgar Form D Offerings
2010-04-152010-04-15 · 0001488967-10-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
State Street124
Morgan Stanley8
Charles Schwab7
Lpl Financial6
Northern Trust5
Edgar Addresses
Mailing
1345 AVENUE OF THE AMERICASNEW YORK, NY 10105
Business
1345 AVENUE OF THE AMERICASNEW YORK, NY 10105
Edgar EIN
000000000
Edgar Recent Filings
D2010-04-15 · 0001488967-10-000002
Fee Schedule
Bracket I38
Bracket Iv19
Bracket Vi19
Bracket Xii10
Bracket Ix5
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
106998
Trust Company Affiliate
Yes

People (67)

67
ALLIANCEBERNSTEIN HOLDING L.P.
Direct Owner · 37.5%
106998
ALLIANCEBERNSTEIN CORPORATION
Executive Officer · 2.5%
107445
SETH PERRY BERNSTEIN
Executive Officer · 2.5%
2025891
EMERSON, PAUL, ALAN
Executive Officer · 2.5%
5258073
ERZAN, AHMET, ONUR
Executive Officer · 2.5%
5165168
HOLLEY, BRUCE, M
Executive Officer · 2.5%
7958697
KAYE, DANIEL, GEORGE
Executive Officer · 2.5%
6792253
LAMM-TENNANT, JOAN, (NMN)
Executive Officer · 2.5%
7465391
NICHOLAS BURRITT LANE
Executive Officer · 2.5%
4994948
MANLEY, MARK, RANDALL
Executive Officer · 2.5%
1294370
NARAYANDAS, DAS, (NMN)
Executive Officer · 2.5%
6892172
PEARSON, MARK, (NMN)
Executive Officer · 2.5%
5904212
RAJU, ROBIN, MATTHEW
Executive Officer · 2.5%
4836140
SIMEONE, THOMAS, RUDOLPH
Executive Officer · 2.5%
4856973
SPRULES, KARL, K
Executive Officer · 2.5%
4024465
STONEHILL, CHARLES, GERALD
Executive Officer · 2.5%
1772667
WALTHALL, TODD, KENYON
Executive Officer · 2.5%
7452077
DANIEL LEE BRUNELLO
IAR
2635706
MICHELE RAMOS WALKER
IAR
2584569
AMARA BRIGGS
IAR
2614128
Austin Todd Hall
IAR
8043671
Moira Anne McLachlan
IAR
2707058
ROBERT CASEY HATCH
IAR
5660144
Joseph Lacy Carr Churchill
IAR
7012866
CHRISTOPHER JAY CLARKSON
IAR
2720240
BRIAN P HANNA
IAR
4322193
KEVIN DAUSCH
IAR
5433800
ROBERT JAMES AMBERGER
IAR
6076528
Andrew C Estrada
IAR
7828897
RILEY FEALKO
IAR
6804631
CARA BROOKE VITALE
IAR
6702439
MATTHEW JOHN WHITNEY
IAR
7083861
JOANNA RACHEL DINGLE
IAR
6560596
ASHLEY ARIEL JONES
IAR
6530151
DARREN L LUCKFIELD
IAR
1810635
MIKHAIL CHESKIS
IAR
4998974
TIMOTHY JOHN RYAN
IAR
6210436
RICHARD ANDREW SCHWAM
IAR
5188560
ALLISON JUDSON ROMM
IAR
4572712
ANNE KATHLEEN BUCCIARELLI
IAR
4797307
Benjamin Donald Goetsch
IAR
7517673
Daniel Shea
IAR
7831865
Katherine Barr Vint
IAR
5522748
KIRA ELYSE BROWN
IAR
7023692
Andrew Lanier Walker
IAR
7528702
MATTHEW DAVID PALAZZOLO
IAR
2962277
JEFFREY D LECLAIR
IAR
4301589
MAURA ELIZABETH PAPE
IAR
5154685
MASHAAL KHALID
IAR
6915395
LOGAN A MARSHALL
IAR
6266437
Richard Thomas Logier
IAR
6866451
ERICK ALONSO
IAR
7142720
ERROL TYRONE FORTENBERRY
IAR
6540640
ROBERT WAYNE DIETZ
IAR
4968078
ROOSEVELT DEWIITT BOWMAN
IAR
3238654
PAUL LAWRENCE ROBERTSON
IAR
4009001
TODD R BUECHS
IAR
4444384
HARRIS JOHN MANSELL
IAR
6346326
IBRAHIM DOUMBIA
IAR
7215219
SABRINA ASHLEIGH REGAN
IAR
7142958